June 14, 2012 - Guardian Trust Company Limited - License Suspended by Nevis Financial Services
May 22, 2012 - Findings in Executive Director of the British Columbia Securities Commission v. Gibraltar Global Securities Inc. at the British Columbia Securities Commission.
May 10, 2012 - Sanctions Order in U. S. Securities and Exchange Commission v. Martin Currie Inc. and Martin Currie Investment Management Ltd.
April 02, 2012 - Reciprocal Order In the Matter of Brian N. Lines and Scott Lines at the British Columbia Securities Commission.
February 23, 2012 - Monkton Insurance Services Ltd. - Controllers Appointed - Public Notice - Cayman Islands Monetary Authority
December 21, 2011 - Global Invest Switzerland AG - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority
December 21, 2011 - Sanwa Holdings - Investor Warning - Austrian Financial Market Authority - December 21, 2011
December 20, 2011 - Titan Invest PLC - Investor Warning - Austrian Financial Market Authority - December 20, 2011
December 17, 2011 - Marsh & Reede Capital - Investor Warning - Austrian Financial Market Authority - December 17, 2011
December 15, 2011 - Swiss Fidelity Investment AG - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority
