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CIMA Notice: Caledonian Bank and Caledonian Securities

February 10, 2015 - Public Notice - Controllership of Caledonian Bank and Caledonian Securities - Cayman Islands Monetary Authority - February 10, 2015

FinCEN v. Oppenheimer & Co. Inc.: Press Release

January 27, 2015 - Press Release entitled 'FinCEN Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-Money Laundering Shortfalls' regarding its relationship with Bahamas-based Gibraltar Global Securities in FinCEN v. Oppenheimer & Co.

SEC v. Oppenheimer & Co. Inc.: Order Instituting Administrative and Cease-and-Desist Proceedings

January 27, 2015 - Order Instituting Administrative and Cease-and-Desist Proceedings in U. S. Securities and Exchange Commission v. Oppenheimer & Co. Inc.

Channel Islands Stock Exchange: £190,000 Fine

October 01, 2014 - Public Statement by the Guernsey Financial Services Commission regarding a £190,000 fine levied on The Channel Islands Stock Exchange in relation to transactions in the listed securities of Arch Guernsey ICC Limited or its incorporated cells.

Quanto Strategic Currency Fund Ltd.: Public Notice

September 22, 2014 - Quanto Strategic Currency Fund Ltd. (in controllership) - Public Notice - Cayman Islands Monetary Authority - September 22, 2014

Guardian Trust Company Limited: Revocation of Licence

August 28, 2014 - Guardian Trust Company Limited - Revocation of Licence - Advisory Warning - Nevis Financial Services Regulatory Commission - August 28, 2014

FINRA v. Rani T. Jarkas et al: Hearing Panel Decision

January 31, 2014 - Hearing Panel Decision in FINRA Department of Enforcement v. Rani T. Jarkas and William H.Carson.

AAA Venture Fund SPC Ltd.: Public Notice

October 04, 2013 - AAA Venture Fund SPC Limited - Public Notice - Cayman Islands Monetary Authority - October 4, 2013

Beverly Insurance Company Ltd.: Public Statement

October 01, 2013 - Beverly Insurance Company Limited - Public Statement - BVI Financial Services Commission - October 1, 2013

Venulum Ltd. et al: Final Order and Consent to Entry of Order

September 30, 2013 - Final Order and Consent to Entry of Order In the Matter of Venulum Ltd., Venulum, Inc., and Giles D. Cadman at the State of Oregon Department of Consumer and Business Services, Division of Finance and Corporate Securities.
Miami 2014 Presale

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What a View - the Latest Weavering Clawback Claims
Martin Kenney
       As published on this site, in late December the liquidators of Cayman Islands-domiciled Weavering Macro Fixed Income Fund Limited (the Company) filed a series of summonses in the Grand Court in which they claim that redemption payments made by the Company to a number of investors in the six months imm