August 14, 2014 - Winding Up Petition in Cayman Islands Monetary Authority v. Saad International Bank Limited at the Grand Court of the Cayman Islands.
August 14, 2014 - Winding Up Petition in Cayman Islands Monetary Authority v. Saadgroup Financial Services Company Limited at the Grand Court of the Cayman Islands.
August 11, 2014 - Kevin Bean-Walls v. Bermuda Monetary Authority - Bermuda Supreme Court
August 08, 2014 - Bahamas-based securities broker Alliance Investment Management and its president, Julian Brown, were today sued by the U. S. Securities and Exchange Commission for allegedly helping Nikolai Battoo swindle investors out of $45 m, $5 m of which was allegedly used to "help keep AIM solvent".
August 08, 2014 - Complaint in U. S. Securities and Exchange Commission v. Julian R. Brown and Alliance Investment Management Limited at the U. S. District Court for the Northern District of Illinois.
July 06, 2014 - Timothy Schools, who masterminded the £100 million-plus, Cayman Islands-domiciled Axiom Legal Financing Fund fraud, was struck off as a solicitor in England and Wales on June 27th for professional misconduct.
June 27, 2014 - Judgment by the Solicitors Disciplinary Tribunal striking off Timothy Schools as a solicitor in England and Wales in Solicitors Regulation Authority v. Timothy Paul Schools.
June 26, 2014 - Amended Complaint in U. S. Securities and Exchange Commission v. Carrillo Huettel LLP, Luis J. Carrillo, Wade D. Huettel, Gibraltar Global Securities, Warren Davis, John B. Kirk, Benjamin T. Kirk, Dylan L. Boyle, James K. Hinton, Jr., Luniel de Beer, Joel P. Franklin, Pacific Blue Energy Corporation, and Tradeshow Marketing Company Ltd. at the U. S. District Court for the Southern District of New York.
June 12, 2014 - Complaint in U. S. Securities and Exchange Commission v. Lawrence P. Schmidt, FutureGen Company, d.b.a. FutureGen Capital; Commercial Equity Partners, Ltd., FGC Distressed Assets Investment #1, LLC, FutureGen Capital DDA CG Fund LLC, FGC Tax Lien Fund #2, LLC, FGC Trading Fund #1 LLC, FGC SPE No. 1 LLC, FGC SPE No. 2 LLC, and FGC CM Note Fund LLC at the U. S. District Court for the District of Columbia.
May 05, 2014 - Order of Dismissal in U. S. Securities and Exchange Commission v. Fred Davis Clark, Jr., a.k.a. Dave Clark; Barry J. Graham, Cristal R. Coleman, a.k.a. Cristal Clark; David W. Schwarz, Ricky Lynn Stokes U. S. District Court for the Southern District of Florida - May 5, 2012