February 18, 2020 - Entry by the Guernsey Financial Services Commission of Kevin Paul Gilligan in its list of corporate disqualifications.
February 18, 2020 - Entry by the Guernsey Financial Services Commission of Charles Peter Gervais Tracy in its list of corporate disqualifications.
February 18, 2020 - Announcement by the Malta Financial Services Authority regarding penalties against Hollingsworth International Financial Services Limited and Mark Hollingsworth. Editor's Note: Research by OffshoreAlert showed that, in the Malta Business Registry, the sole shareholder of Hollingsworth International Financial Services Limited was identified as Dominion Fiduciary Trust Limited, of Jersey, in the Channel Islands, on behalf of the Ultimate Beneficial Owner, Mark Hollingsworth, 51, a citizen of the United Kingdom.
February 17, 2020 - Public Statement by the Guernsey Financial Services Commission announcing regulatory penalties against Louvre Fund Services Limited, Kevin Gilligan, Charles Peter Gervais Tracy, Derek Paul Baudains, and Julian Dai Lane.
January 29, 2020 - Public Warning by the Swiss Financial Market Supervisory Authority regarding ROX Capital AG, formerly known as Algovia AG, which is "suspected of conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert showed that, on its website at www.roxcapital.io, ROX Capital AG offers a "Stable Coin" and a "Decentralised Token Exchange" and, in filings with the Swiss Commercial Registry, the company's directors are identified as Aleksei Liakhovnenko and Anton Katin, both of Russia, while previous directors are identified as Reto Daniel Winkler, of Switzerland; Günther Weber, a citizen of Germany, and Vladimir Helber, a citizen of Germany
January 27, 2020 - Public Warning by the Swiss Financial Market Supervisory Authority regarding Green Capital Group SA, which is "suspected of conducting unauthorised activities". Editor's Note: Research by OffshoreAlert showed that, in the Swiss Commercial Registry, the authorized representative of Green Capital Group SA is Marc-André Leuthold, of Genève. On its website at https://www.greencapitalgroup.eu/, Green Capital Group offers several dubious investment schemes, including those with purported returns of 3% per month and 15% per year.
January 22, 2020 - Public Notices by the Swiss Financial Market Supervisory Authority announcing that UMC Tosca d'Oro Schweiz GmbH, UMC Change und Wechselstube GmbH, and CandyToys AG have all been placed under regulatory supervision. Editor's Note: Research by OffshoreAlert showed that, in the Swiss Commercial Register, Alex Ugolini is disclosed as a director of all three companies, while Uwe Singer is disclosed as a member of CandyToys.
January 20, 2020 - News Release by the Alberta Securities Commission announcing a settlement agreement with Ava Trade Ltd., of the British Virgin Islands, "for acting as a dealer without being registered".
January 17, 2020 - Public Statement announcing the imposition of a civil penalty against insurance broker Kestrel Insurance Services Limited, whose directors during the relevant period were identified as Alan Burrows, Kate Burrows, and Paul Coniglio-Burrows. Research by OffshoreAlert showed that, in its 2019 annual return with the Isle of Man Government, the company's shareholders were identified as Beacon Holdings Ltd., of the Isle of Man; Mark Burrows, of the Isle of Man; Alan Burrows, and Paul Coniglio-Burrows.
January 16, 2020 - Settlement Agreement in the amount of C$243,000 for unregistered activity in the matter of Ava Trade Ltd., of the British Virgin Islands, before the Alberta Securities Commission.
