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ICO Rating: Sanctions Order

August 20, 2019 - Order Instituting Cease-and-Desist Proceedings, Making Findings and Imposing Cease-and-Desist Order regarding Initial Coin Offerings in U.S. Securities and Exchange Commission v. ICO Rating, of Russia.

Richard Targett-Adams: Findings & Sanctions

August 19, 2019 - Order Instituting Administrative Proceedings, Making Findings, & Imposing Remedial Sanctions in the Matter of Richard Targett-Adams, a resident of France, regarding Wintercap SA, of Switzerland, before the U. S. Securities and Exchange Commission.

Lorenz Erne: Insider Trading Penalty

August 15, 2019 - Findings and Sanctions regarding insider trading in the U. S. Securities and Exchange Commission v. Lorenz Erne, of Switzerland.

Beverstone Fund Management et al: Decision

August 15, 2019 - Decision in National Futures Association v. Beverstone Fund Management, of the Cayman Islands, and Roland Kaehler, a citizen of Canada, by the Business Conduct Committee of the National Futures Association.

Medisun Precision Medicine, Ltd. et al: Administrative Proceedings

August 13, 2019 - Order Instituting Administrative Proceedings in the matter of Medisun Precision Medicine, Ltd., of the Marshall Islands, whose shares are listed on OTC Link; Next Graphite, Inc., of Nevada, and Omni Shrimp, Inc., of Nevada, before the U. S. Securities and Exchange Commission.

SEC v. Aramex International Ltd.: Action for 'Delinquent Filings'

August 06, 2019 - Order Instituting Administrative Proceedings regarding alleged delinquent filings in U. S. Securities and Exchange Commission v. Aramex International Limited, domiciled in Bermuda, based in Jordan.

Curtis Dalton: Sanctions

July 29, 2019 - Findings and Sanctions by the U. S. Commodity Futures Trading Commission regarding Curtis Dalton, of Massachusetts, d.b.a. Binary International, a binary options trader who "did business pursuant to an agreement with a British Virgin Islands company located in Cyprus".

National Futures Association v. Mark Nichols et al: Decision

May 29, 2019 - Decision in National Futures Association v. Almas Capital Management LLC and Mark G. Nichols by the National Futures Authority Hearing Panel.

National Futures Association v. Mark Nichols et al: Response to Complaint

January 28, 2019 - Response to Complaint in National Futures Association v. Almas Capital Management LLC and Mark G. Nichols.

National Futures Association v. Mark Nichols et al: Complaint

December 31, 2018 - Complaint in National Futures Association v. Almas Capital Management LLC and Mark G. Nichols.
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We hunt for red flags in high-value, cross-border finance by monitoring offshore and onshore courts, regulatory actions, offering documents, and other sources - and email you the results.

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Cayman Court Secrecy: A Huge Red Flag for Foreign Investors & Clients
David Marchant
As any fule kno, the biggest enemy of fraud, corruption, money laundering, and other forms of financial crime is transparency, while their best friend is secrecy. That's why the unprecedented mass sealing of cases that's taking place at the Financial Services Division of the Grand Court of the Cayman Islands is repugnant to anyone with a genuine concern for financial crime.