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SEC v. Jerry Li: Complaint

November 14, 2019 - Complaint alleging violations of the Foreign Corrupt Practices Act and Securities Exchange Act in U. S. Securities and Exchange Commission v. Jerry Li, a citizen and resident of China, at the U. S. District Court for the Southern District of New York.

Jiazhou Chen v. Yunji Inc. et al: Class Action Complaint

November 12, 2019 - Complaint in Jiazhou Chen v. Yunji Inc., described as a Cayman Islands firm based in China; Shanglue Xiao, of China; Chen Chen, of China; Huan Hao, of China; Qingrong Kong, of China; Yanhua Sun, of China; Wei Ying, of China; Morgan Stanley & Co., of New York, NY; Credit Suisse Securities (USA) LLC, of New york, NY; JPMorgan Securities LLC, of New York, NY; China International Capital Corporation Hong Kong Securities Limited, of Hong Kong, and Top Capital Partners Limited, of New Zealand, at the U. S. District Court for the Eastern District of New York.

MedMen Enterprises Inc. et al v. Brent Cox et al: Petition to Compel Arbitration

November 07, 2019 - Petition to Compel Arbitration before ADR Services Inc. in MedMen Enterprises Inc., of Canada; MM CAN USA Inc., of California; MM Enterprises USA LLC, of Delaware; Adam Bierman, and Andrew Modlin v. Brent Cox and MMMG-MC Inc., of the British Virgin Islands, at the Superior Court of the State of California, County of Los Angeles.

Vicki Willard v. UP Fintech Holding Ltd. et al: Class Action Complaint

November 06, 2019 - Complaint alleging securities fraud in Vicki Rongey Willard v. UP Fintech Holding Limited, described as a Cayman Islands-domiciled, China-based "online brokerage"; Tianhua Wu, John Fei Zeng, Yonggang Liu, Lei Fang, David Eric Friedland, and Vincent Chun Hung Cheung at the U. S. District Court for the Southern District of New York.

David Sidders et al: Reasons & Decision

October 23, 2019 - Reasons and Decision in the matter of Cameron Edward Cornish, David Paul George Sidders, and Patrick Jelf Caruso before the Ontario Securities Commission.

SEC v. Benjamin Taylor et al: Complaint

October 22, 2019 - Complaint regarding allegations that "investment bankers in London, England ... participated in an international insider trading scheme that netted its participants tens of millions of dollars in illicit profits from trading in the securities of U.S. companies" in U. S. Securities and Exchange Commission v. Benjamin Taylor, a resident of France; Darina Windsor, a citizen of Thailand, and Joseph Abdul Noor El-Khouri, described as a citizen of Lebanon residing in Monaco and England, at the U. S. District Court for the Southern District of New York.

SEC v. Bryan Cohen et al: Complaint

October 18, 2019 - Complaint alleging securities fraud involving investment bankers in London in U. S. Securities and Exchange Commission v. Bryan Cohen, of New York, NY, and George Nikas, a citizen of Greece residing in Athens, Greece, and New York, NY, at the U. S. District Court for the Southern District of New York.

USA v. Bryan Cohen: Criminal Indictment

October 16, 2019 - Indictment alleging securities fraud involving investment bankers in London in USA v. Bryan Cohen at the U. S. District Court for the Southern District of New York.

SEC v. Shuang Chen et al: TRO Motion

October 15, 2019 - Motion for a Temporary Restraining Order regarding allegations of fraud by citizens of China that "generated millions" in U. S. Securities and Exchange Commission v. Shuang Chen, Lirong Gao, Jing Guan, Tonghui Jia, Xuejie Jia, Vicky Liu, Shun Sui, Lujun Sun, Huailong Wang, Jiadong Wang, Jiafeng Wang, Jiali Wang, Xiaosong Wang, Linlin Wu, Lin Xing, Yong Yang, Jiancheng Zhao, and Forrest (HK) Co., Limited, of Hong Kong, as Defendants, and Weiguo Guan, Jingquan Liu, Rishan Liu, Luping Wang, Weigang Yang, and Jingru Zhai, as Relief Defendants, at the U. S. District Court for the District of Massachusetts.

SEC v. Shuang Chen et al: Complaint

October 15, 2019 - Complaint alleging securities fraud by citizens of China that "generated millions" in U. S. Securities and Exchange Commission v. Shuang Chen, Lirong Gao, Jing Guan, Tonghui Jia, Xuejie Jia, Vicky Liu, Shun Sui, Lujun Sun, Huailong Wang, Jiadong Wang, Jiafeng Wang, Jiali Wang, Xiaosong Wang, Linlin Wu, Lin Xing, Yong Yang, Jiancheng Zhao, and Forrest (HK) Co., Limited, of Hong Kong, as Defendants, and Weiguo Guan, Jingquan Liu, Rishan Liu, Luping Wang, Weigang Yang, and Jingru Zhai, as Relief Defendants, at the U. S. District Court for the District of Massachusetts.

We hunt for red flags in high-value, cross-border finance by monitoring offshore and onshore courts, regulatory actions, offering documents, and other sources - and email you the results.

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Cayman Court Secrecy: A Huge Red Flag for Foreign Investors & Clients
David Marchant
As any fule kno, the biggest enemy of fraud, corruption, money laundering, and other forms of financial crime is transparency, while their best friend is secrecy. That's why the unprecedented mass sealing of cases that's taking place at the Financial Services Division of the Grand Court of the Cayman Islands is repugnant to anyone with a genuine concern for financial crime.