August 13, 2019 - Order Instituting Administrative Proceedings in the matter of Medisun Precision Medicine, Ltd., of the Marshall Islands, whose shares are listed on OTC Link; Next Graphite, Inc., of Nevada, and Omni Shrimp, Inc., of Nevada, before the U. S. Securities and Exchange Commission.
August 12, 2019 - Class Action Complaint in Steven Monosson and Mark Whiting, both of California v. Teekay Offshore Partners LP, of the Marshall Islands; Teekay Offshore GP LLC, a Marshall Islands entity owned by Brookfield TK TOGP LP, of Bermuda; Brookfield Asset Management Inc., domiciled in Canada, listed on the New York Stock Exchange; Brookfield Business Partners LP, of Bermuda; William Utt, Ian Craig, Kenneth Hvid, Craig Laurie, David Lemmon, Jim Reid, Denis Turcotte, Greg Morrison, William Transier, Walter Weathers, Ingvild Saether, Jane Rune Steinsland, and Cyrus Madon at the U. S. District Court for the Southern District of New York.
August 09, 2019 - Class Action Complaint alleging securities fraud in William Likas v. ChinaCache International Holdings Ltd., domiciled in the Cayman Islands, where its registered agent is Conyers Trust Company (Cayman) Limited, based in China; Song Wang, Guangsheng Meng, Fengye Gao, and Jing An at the U. S. District Court for the Central District of California.
August 07, 2019 - Notice of Removal, including a copy of the complaint regarding an "Incentive Fee Reimbursement Plan" for "the many foreign nationals who manage the assets of Tetragon Fund, a multibillion dollar publicly traded entity incorporated in Guernsey", in Alexander E. Jackson, of Riverside, Connecticut; Jackson Descendants' 2002 Trust, and AEJ Holdco Ltd., of the Cayman Islands. individually and derivatively on behalf of Polygon Credit Holdings Limited, of the Cayman Islands, and Polygon Credit Management Holdings LP, of Delaware v. Reade E. Griffith, described as "a national of the United Kingdom and St. Kitts and Nevis"; Patrick G.G. Dear, a.k.a. Paddy Dear, of England; Greville Ward, described as "a United Kingdom national resident in Mauritius"; REG Holdco II Ltd., of the Cayman Islands; Polygon Credit Holdings Limited, of the Cayman Islands; Tetragon Financial Management GP LLC, of Delaware; Tetragon Financial Management LP, of Delaware; Jeffrey Herlyn, of Connecticut; Michael Rosenberg, of New Jersey; David Wishnow, of New Jersey; Griffith Descrndants' 2002 Trust, and HRW Holdings LLC at the U. S. District Court for the Southern District of New York.
August 04, 2019 - Stock broker Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, and stock promoter Gannon Giguiere, of California, have admitted securities fraud at federal court in San Diego.
August 02, 2019 - Findings and Recommendation of the Magistrate Judge Upon a Plea of Guilty to conspiracy to commit securities fraud in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.
August 01, 2019 - Plea Agreement regarding a conspiracy to commit securities fraud via accounts in the Cayman Islands and California in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.
July 26, 2019 - Defense by William Dewsall in a dispute involving Gable Holdings Inc., of the Cayman Islands, and Gable Insurance AG, of Liechtenstein, in Kevin Robert Alcock, of Surrey, England; Oak Trust (Guernsey) Limited, of Guernsey; Baytree Holdings Limited, Morevale Company Limited, and Aggaris Investments Limited, all of the British Virgin Islands; Christopher Lister Lawrance, of South Africa; Corita Clare Metelerkamp, of Surrey, England; Roy Duncombe Campbell, of South Africa, and CriSeren Investments Limited, of Wales v. William Dewsall, of London, England, at the High Court for England and Wales.
July 25, 2019 - Complaint in Cambria County Employees' Retirement System v. Athene Asset Management LLC and Apollo Global Management LLC, both of Delaware, as defendants, and Athene Holding Ltd., a Bermuda-domiciled insurance holding company whose securities are listed on the New York Stock Exchange, as nominal defendant, at the Supreme Court of the State of New York, County of New York.
July 25, 2019 - Judgment in U. S. Securities and Exchange Commission v. Beaufort Securities Ltd., of the United Kingdom, at the U. S. District Court for the Eastern District of New York.
