August 23, 2019 - The Swiss Financial Market Supervisory Authority has issued a "Public Warning" against asset manager SEK Capital SA, which is operated by Kerstin Moleman, of Germany, and Simone Rastelli, of Italy.
August 22, 2019 - Public Warning by the Swiss Financial Market Supervisory Authority regarding SEK Capital SA, which is operated by Kerstin Moleman, a citizen of Germany, and Simone Rastelli, a citizen of Italy.
August 21, 2019 - Class Action Complaint for alleged securities fraud in Stephen Merz v. Burford Capital Limited, a litigation funding company domiciled in Guernsey, based in England; Peter Middleton, Burford's Chairman during the Class Period; Christopher Bogart, Burford's CEO; Jonathan Molot, Burford's Chief Investment Officer, and Charles Parkinson, a Burford Director, at the U. S. District Court for the Eastern District of New York.
August 19, 2019 - Order Instituting Administrative Proceedings, Making Findings, & Imposing Remedial Sanctions in the Matter of Richard Targett-Adams, a resident of France, regarding Wintercap SA, of Switzerland, before the U. S. Securities and Exchange Commission.
August 19, 2019 - Public Notice by the Mauritius Financial Services Commission regarding the cancellation of the disqualification of Rajindersingh Borthosow.
August 19, 2019 - New Jersey law firm Cole Schotz has withdrawn from representing the United Kingdom-based administrators of Privilege Wealth Plc due to there being insufficient funds to pay legal fees.
August 16, 2019 - Petition in the matter of MKM Longboat Multi-Strategy Fund Limited (Dissolved) at the Grand Court of the Cayman Islands.
August 15, 2019 - Findings and Sanctions regarding insider trading in the U. S. Securities and Exchange Commission v. Lorenz Erne, of Switzerland.
August 15, 2019 - Decision in National Futures Association v. Beverstone Fund Management, of the Cayman Islands, and Roland Kaehler, a citizen of Canada, by the Business Conduct Committee of the National Futures Association.
August 14, 2019 - Announcement by the Cyprus Securities and Exchange Commission of a settlement with Banc De Binary Ltd.
