Settlement Agreement involving the imposition of a fine of $42,500 for operating without a license in Securities Commission of the Bahamas v. Atlantis Arbitrage Fund Ltd. Editor’s Note: Even though this document was published by the Securities Commission of the Bahamas yesterday, the settlement agreement was entered into 13 months ago. It is the first Enforcement Action published on the SCB’s website in two-and-a-half years.
February 15, 2021
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Bahamas Brazil Investment Regulatory USAKeywords
Atlantis Arbitrage Fund Ltd. Bruno Fleitas Miranda Fiducia International LLC Lennox Paton Maitland Administration Limited