Documents

D&V Pegasus Real Estate AIF VCIC Plc: License Revocation

Public Notice by the Cyprus Securities and Exchange Commission that it has revoked the license of D&V Pegasus Real Estate AIF VCIC Plc. Editor's Note: Research by OffshoreAlert at the Cyprus Registrar of Companies showed that the directors of D&V Pegasus Real Estate AIF VCIC Plc were identified as Gunther Glatzel, Gunter Jurgen Vorbauer, and Andreas Dimitriou, while the company's website at pegasusfm.com identified its "Board of Directors" as "Gunter J Vorbauer - Chairman; Andreas Demetriou - Vice Chairman; Christos Vakis - Member; Dr. Gunther Glatzel - Member", "External Manager" as MFO Asset Management Ltd., "Depositary" as Eurobank Cyprus Ltd., "External Auditors" as KPMG Ltd., "Legal Advisor" as Clerides Anastassiou Neophytou LLC, and "Investment Advisors" as Planet Properties (London) Ltd. and PPM Valuations LLC.

VUZ-Bank JSC v. Ashley Bahceci: Discovery Application

Application by VUZ-Bank JSC, described as "a commercial bank in Russia and 100% subsidiary of Ural Bank for Reconstruction and Development CB PJSC, to take discovery from Ashley Anderson Bahceci for use in "reasonably contemplated criminal proceedings in Dubai, United Arab Emirates" regarding "a fraud perpetrated on VUZ Bank by a number of parties, including, but not limited to, Rus-AgroExport LLC, Hakan Holdings Limited, and Hakan Agro DMCC", filed at the U. S. District Court for the Northern District of Georgia.

Banco Nacional SA: Chapter 15 Petition

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Brazil by Reginaldo Brandt Silva, as the Foreign Representative of Banco Nacional SA, which has been accused of fraud, filed at the U. S. Bankruptcy Court for the Southern District of New York.

Dillian Whyte v. World Boxing Council Inc.: Discovery Application

Application by Dillian Whyte, described as "a highly ranked professional boxer, and the World Boxing Council, Inc.'s Interim Champion in the heavyweight division" v. World Boxing Council Inc. "for use in an arbitration proceeding currently pending before the Court of Arbitration for Sport in Lausanne, Switzerland concerning a contract between Mr. Whyte and the WBC that the WBC has breached as well as in potential future proceedings between the parties which are pending at a preliminary stage but may end with a CAS arbitration", filed at the U. S. District Court for the Southern District of Florida.

Fundo de Liquidação Financeira v. Marriott Ownership Resorts Inc.: Discovery Application

Application by Fundo de Liquidação Financeira - Fundo de Investimento em Direitos Creditórios Não Padronizado, described as an investment fund managed by Jive Asset Gestão de Recursos Ltda., to take discovery from Marriott Ownership Resorts, Inc. for use in a "summary collection proceeding" in São Paulo, Brazil against K.G. Serviços e Participações Eireli, Alvaro Maluf, and Paulo Maluf, filed at the U. S. District Court for the Middle District of Florida.

Varda Burstein v. AutoLotto Inc. et al: Complaint

Complaint for $3 million alleging "an outrageous and blatant fraud" in Varda Burstein, a resident of Israel v. AutoLotto Inc., described as an Austin, Texas-based "online lottery company that generated revenue through state-sanctioned lotteries and charitable raffles", and Tony DiMatteo, of Texas, at the U. S. District Court for the Western District of Texas.

SEC v. Rivetz International SEZC et al: Complaint

Complaint alleging the sale of unregistered digital assets in U. S. Securities and Exchange Commission v. Rivetz Corp., of Delaware; Rivetz International SEZC, of the Cayman Islands, and Steven K. Sprague, described as a resident of the Cayman Islands and Massachusetts, at the U. S. District Court for the District of Massachusetts.

Rivetz Intl. SEZC: Directors

Director Details for Rivetz Intl. SEZC, obtained from the Cayman Islands General Registry on September 8th, 2021.

Fundo de Liquidação Financeira v. Bradesco Bank et al: Discovery Application

Application by Fundo de Liquidação Financeira - Fundo de Investimento em Direitos Creditórios Não Padronizado, described as "an investment fund managed by Jive Asset Gestão de Recursos Ltda", to take discovery from Bradesco Bank, Spiegel & Utrera PA, and George Zaczac, Jr. for use in a "summary collection proceeding" in Brazil "against K.G. Serviços e Participações Eireli, Alvaro Maluf a/k/a Maluf Jabur Alvaro, and Paulo Maluf a/ka Maluf Jabur Paulo", filed at the U. S. District Court for the Southern District of Florida.

USA v. Luis Berkman: Criminal Information

Criminal Information alleging conspiracy to commit money laundering regarding a bribery scheme involving Bolivia in USA v. Luis Berkman at the U. S. District Court for the Southern District of Florida.

China Medical Technologies Inc. et al v. KPMG: Discovery Application

Application by China Medical Technologies Inc. (in Liquidation), described as a Cayman Islands-domiciled "holding company of a group of companies incorporated in Hong Kong, Mainland China, the British Virgin Islands and Singapore", and CMED Technologies Ltd., of the British Virgin Islands, to take discovery from KPMG LLP for use in legal prceddings in Hong Kong, filed at the U. S. District Court for the Southern District of New York.

Fundo de Liquidação Financeira v. Safra National Bank of New York et al: Discovery Application

Application by Fundo de Liquidação Financeira - Fundo de Investimento em Direitos Creditórios Não Padronizado, described as "an investment fund managed by Jive Asset Gestão de Recursos Ltda.", to take discovery from Safra National Bank of New York, Santander Bank S.A., Bank of America S.A., Deutsche Bank A.G., and BNP Paribas USA for use in a "summary collection proceeding" in Brazil "against K.G. Serviços e Participações Eireli, Alvaro Maluf a.k.a. Maluf Jabur Alvaro, and Paulo Maluf a.k.a. Maluf Jabur Paulo", filed at the U. S. District Court for the Southern District of New York.

Think Capital Ltd.: Public Warning

Public Warning by the Bermuda Monetary Authority against Think Capital Limited, part of the "ThinkMarkets group of companies", which "falsely claimed to have a licence issued by the Bermuda Monetary Authority" and which, when contacted by the BMA, claimed that "the statement was made in error and that, instead, it should have stated that it had been issued a licence by the Cayman Islands Monetary Authority". Editor's Note: On its website at www.thinkmarkets.com, ThinkMarkets claims to operate "a premium multi-asset online brokerage with headquarters in London and Melbourne and hubs in the Asia-Pacific, Middle East and North Africa, Europe and South America", and identifies group companies as: TF Global Markets Int Limited, of the Seychelles; TF Global Markets (UK) Limited, of England; TF Global Markets (Aust) Limited, of Australia; TF Global Markets (South Africa) (Pty) Ltd., of South Africa; Think Capital Limited, of Bermuda, and TFG (Payments) Limited, of England. Research by OffshoreAlert also discovered other group companies, including one in the Cayman Islands called TF Global Markets (International) Ltd., which is identified on CIMA's website as receiving a "Securities - Full" license on April 12th, 2021.

Aspect Properties Japan Godo Kaisha v. Jonathan Cheng et al: Writ of Summons

Writ of Summons seeking "damages for conspiracy" in Aspect Properties Japan Godo Kaisha v. Jonathan Cheng, of Australia; Yicheng Chen, of Hong Kong; LC Capital Limited, of Hong Kong; Infinity Capital Group Limited, of the Cayman Islands; LC Capital Limited, of the Cayman Islands, and ICG I, of the Cayman Islands, at the Grand Court of the Cayman Islands.

Huobi (Thailand) Co. Ltd.: License Revocation Proposal

Public Announcement by the Thailand Securities and Exchange Commission that its Board "has resolved to propose that Minister of Finance consider revocation of digital asset exchange license of Huobi (Thailand) Co., Ltd. (Huobi), currently named DSDAQ (Thailand) Co., Ltd." and ordered the company "to return all assets to its clients".

SEC v. Klaus Hofmann: Complaint

Complaint alleging "a multi-year expense management scheme by Kraft Heinz Company's procurement division to improperly reduce KHC's cost of goods sold and achieve costs savings targets that were externally touted to the market and internally tied to performance-based targets" in U. S. Securities and Exchange Commission v. Klaus Hofmann, of Zug, Switzerland, at the U. S. District Court for the Southern District of New York.

Gard Marine & Energy Ltd. v. Liberian International Ship & Corporate Registry: Discovery Application

Application by Gard Marine & Energy Limited, of Norway, to take discovery from Liberian International Ship & Corporate Registry, a.k.a. LISCR LLC, "for use in ongoing Norwegian court proceedings brought by Champion Shipping AS against Gard to recover damages arising from an engine breakdown aboard M/T CHAMPION EXPRESS on or about August 14, 2018", filed at the U. S. District Court for the Eastern District of Virginia.

Christian Brothers Employee Retirement Plan et al v. Allianz Global Investors US LLC et al: Complaint

Complaint alleging "negligence and breach of contractual and fiduciary duties arising from misconduct related to the ERP's investment in the AllianzGI Structured Alpha U.S. Equity 500 Fund" in Christian Brothers Employee Retirement Plan and Dan Stremel v. Allianz Global Investors U.S. LLC, Allianz Global Investors U.S. Holdings LLC, Allianz SE, of Germany; Allianz Asset Management GmbH, of Germany; Allianz of America Inc., Allianz Asset Management of America Holdings Inc., Allianz Asset Management of America LLC, Allianz Asset Management of America L.P., and PFP Holdings Inc. at the U. S. District Court for the Southern District of New York.

USA v. Stefan Qin: USA’s Sentencing Submission

USA's Sentencing Submission regarding a cryptocurrency-based investment fraud involving Cayman Islands-domiciled, New York-based investment funds in USA v. Stefan He Qin, a citizen of Australia residing in New York, at the U. S. District Court for the Southern District of New York.

USA v. Roberto Cortes et al: Criminal Indictment

Criminal Indictment alleging conspiracy to commit wire fraud, bank fraud and money laundering involving entities in or from Argentina, Bahamas, Belgium, Bermuda, British Virgin Islands, Cayman Islands, Ecuador, Germany, Switzerland, Uruguay, and the United States in USA v. Roberto Gustavo Cortes Ripalda, described as a citizen of Ecuador and the U.S.; Fernando Haberer Bergson, described as a citizen of Germany and Uruguay and a resident of Argentina, and Ernesto Heraclito Weisson Pazmino, described as a citizen of Ecuador and the U.S., at the U. S. District Court for the Eastern District of New York.

SEC v. BitConnect et al: Complaint

Complaint alleging a securities fraud "that ultimately succeeded in obtaining more than 325,000 Bitcoin, or approximately $2 billion, from investors worldwide" in U. S. Securities and Exchange Commission v. BitConnect, described as "an unincorporated organization"; Satish Kumbhani, described as a citizen and resident of India; Glenn Arcaro, described as a citizen of the United States residing in California, and Future Money Ltd., of Hong Kong, at the U. S. District Court for the Southern District of New York.

Techview Investments Ltd. et al v. Amstar Poland Property Fund I LP et al: Judgment

Judgment on motions to dismiss allegations of fraud and negligence in Techview Investments Limited, which was incorporated in the Bahamas and later moved to the British Virgin Islands, and Prime Overseas Investments and Enterprises Limited, of Cyprus v. Amstar Poland Property Fund I LP, Amstar Poland Property Fund I GP LP, Amstar Poland Fund I GP LP, all of the Cayman Islands; Amstar Global Partners Limited, of Bermuda, and Amstar Group LLC, a Delaware-domiciled, Colorado-based company, at the Superior Court of the State of Delaware, County of New Castle County.

Kingstown Partners Master Ltd. v. Blackstone Inc. et al: Discovery Application

Application by Kingstown Partners Master Ltd., of the Cayman Islands, to take discovery from Blackstone Inc., MVB Management, LLC, CC Capital Partners, LLC, and CC Capital Management LLC for use in "an appraisal proceeding in the Cayman Islands" regarding FGL Holdings, filed at the U. S. District Court for the Southern District of New York.

Miami International Holdings Inc. et al v. Nasdaq Inc. et al: Complaint

Complaint alleging "that Nasdaq acted unlawfully to maintain and/or to obtain monopolies in the relevant markets and submarkets by engaging in acts of patent misuse, sham litigation, and other predatory conduct" in Miami International Holdings Inc., which, inter alia, owns the Bermuda Stock Exchange; Miami International Securities Exchange LLC, MIAX Pearl LLC, and Miami International Technologies LLC v. Nasdaq Inc., Nasdaq ISE LLC, and FTEN Inc. at the U. S. District Court for the District of Delaware.

Pilatus Bank Plc: €4.9M Fine

Public Notice by the Malta Financial Intelligence Analysis Unit that it has imposed a fine of €4.9 million on Pilatus Bank Plc for regulatory breaches.

SEC v. Howard Kleyman: Complaint

Complaint alleging securities fraud involving a "prime bank" scheme and entities in the Dominican Republic, Panama, United Kingdom, and USA in U. S. Securities and Exchange Commission v. Howard Kleyman, described as a lawyer in Minnesota at the timeof the alleged offense, at the U. S. District Court for the District of Minnesota.

SEC v. Howard Kleyman: Motion for Judgment

Motion for Entry of Final Judgment regarding an allegedly fraudulent scheme involving entities in the Dominican Republic, Panama, United Kingdom, and USA in U. S. Securities and Exchange Commission v. Howard Kleyman at the U. S. District Court for the District of Minnesota.

Alpene Ltd. v. Elizabeth McCaul: Discovery Application

Application by Alpene Ltd., of Hong Kong, described as "the 100% indirect owner of a bank in the Republic of Malta", to take discovery from Elizabeth McCaul, described as a resident of New York, for use in legal proceedings in Malta in which Alpene claimed that "Malta engaged in a series of allegedly retaliatory acts against Alpene's investment, Pilatus Bank", filed at the U. S. District Court for the Eastern District of New York.

Cathay Capital Holdings III LP v. Osiris International Cayman Ltd.: Judgment

Judgment regarding "The legal principles to consider when a court is asked to proceed ex parte without notice to determine an application for Norwich Pharmacal disclosure orders" in connection with legal proceedings in China in Cathay Capital Holdings III, L.P. v. Osiris International Cayman Limited at the Grand Court of the Cayman Islands.

USA v. Jorge Nobrega: Criminal Indictment

Criminal Indictment alleging conspiracy to violate the International Emergency Economic Powers Act, conspiracy to commit money laundering, and money laundering involving entities in Australia, Thailand, and Venezuela in USA v. Jorge Luis Nobrega Rodriguez at the U. S. District Court for the Southern District of Florida.

Benjamin Berger: ‘Criminal Complaint’ Announcement

Public Notice by the Thailand Securities and Exchange Commission that it has brought a criminal complaint against Benjamin Berger, who appears to be based in California, for allegedly "selling the shares named Tian Tian Ventures" without the securities being registered.

Oak Trust et al v. Jichen Wu: Discovery Application

Application by Oak Trust, Acorn Trust, Eagle Trust, Duffy Trust, Robert J. Parfet Living Trust, Geluk Global Fund Limited SAC, of the Bahamas; Migration Investments, LLC, of Colorado; Boustrophedon International Ltd., of Hong Kong; Michael R. Shea, Erin Shea, Angela Ling, Fuhua Ling, Philip Bullock, Lifang Liu, Justin Payne, Michael Dietzen, Kimberly J. Dietzen, Brian Sly, David K. Sly, Gregory Sly, Karen Sly, Nelson Sly, Helen S. Sly, Sly Family Trust, and Tamara A. Sly Separate Property Trust to take discovery from Jichen Wu, for use in "an anticipated proceeding" in England regarding "a multi-million dollar fraudulent Forex investment and trading scheme" involving Equiti Capital UK Limited, Mediatrix Capital Inc., Blue Isle Markets Inc., and Blue Isle Markets Ltd., filed at the U. S. District Court for the Eastern District of Texas.

Peace United Ltd. v. 1906 Collins LLC et al: Discovery Application

Application by Peace United Ltd., of England, to take discovery from 1906 Collins LLC, Mathieu Massa, Sabadell United Bank, HSBC Bank USA, Gero Evaul & McClockey, Fiske & Company, and Beilinson Gomez Architects PA for use in legal proceedings in France, filed at the U. S. District Court for the Southern District of Florida.