United States District Court for the Northern District of Illinois

First Amended Class Action Complaint in Matthew Thomas, Himanshu Patel and Mathilde Guetta at the U. S. District Court for the Northern District of Illinois.

Second Amended Complaint in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Frank I. Reinschreiber, Global Financial Management, LLC, CTA Worldwide Services, SA, and Stephan Von Hase at the U. S. District Court for the Northern District of Illinois.

Complaint in Securities and Exchange Commission v. Patrick Rooney and Solaris Management, LLC at the U. S. District Court for the Northern District of Illinois.

Indictment in USA v. Peter Rogan and Frederick M. Cuppy at the U. S. District Court for the Northern District of Illinois.

Motion for Preliminary Injunction in U. S. Commodity Futures Trading Commission v. InterForex, Inc. at the U. S. District Court for the Northern District of Illinois.

Complaint in the U. S. Commodity Futures Trading Commission v. InterForex, Inc. at the U. S. District Court for the Northern District of Illinois.

Complaint in SNA Management, Inc. and Shah N. Akhtar v. American Suisse Capital, AG, of Switzerland; Hernan F. Silva, Nelson Balbona, and Neal R. Lewis at the U. S. District Court for the Northern District of Illinois.

Complaint in SNA Management Inc. and Shah N. Akhtar v. American Suisse Capital AG, Neal R. Lewis, Nelson Balbona, and Hernan F. Silva at the U. S. District Court for the Northern District of Illinois.

Philip Baker's Plea Agreement in a criminal action styled as 'USA v. Philip J. Baker' at the U. S. District Court for the Northern District of Illinois.

Second Amended Complaint in David Mintjal and Therese Mintjal v. Professional Benefit Trust, Multiple Employer Welfare Benefit Plan & Trust, PBT Administration, LLC, Professional Benefit Trust, Ltd., Tracy Sunderlage, Linda Sunderlage, Sunderlage Resource Group Inc., Sunderlage Resource Group International Ltd. and Maven Assurance, Ltd. at the U. S. District Court for the Northern District of Illinois.

Class action complaint in Matthew Thomas and Himanshu Patel v. UBS AG at the U. S. District Court for the Northern District of Illinois.

Complaint filed by Tradex Global Master Fund SPC Ltd. and Tradex Global Advisors LLC against Last Atlantis Partners SPC Ltd. and Last Atlantis Capital Management, LLC at the U. S. District Court for the Northern District of Illinois.

Consent Order for Permanent Injunction in U. S. Commodity Futures Trading Commission v. InterForex, Inc. at the U. S. District Court for the Northern District of Illinois.

Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Steven Brewer, Adam Erickson, Brewer Investment Group, LLC, Brewer Financial Services, LLC, and Brewer Investment Advisors, LLC at the U. S. District Court for the Northern District of Illinois.

Final Judgment as to Handler, Thayer & Duggan LLC in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Frank I. Reinschreiber, and Global Financial Management, LLC at the U. S. District Court for the Northern District of Illinois.

Declaration of Frederick M. Cuppy in USA v. Peter Rogan at the U. S. District Court for the Northern District of Illinois.

Arrest warrant against Philip Baker for alleged fraud and embezzlement.

USA's Statement of Material Facts, including an affidavit from Matthew Gibbons, of Oceanic Bank and Trust Limited (Bahamas), in the case of USA v. Peter Rogan at the U. S. District Court for the Northern District of Illinois.

Complaint in Tradex Global Master Fund SPC Ltd., The ABL Segregated Portfolio 3, and The Original Segregated Portfolio 3 v. Lancelot Investment Management LLC, Gregory Bell, Thomas DeMaio, McGladrey & Pullen LLP, and McGladrey & Pullen Cayman at the U. S. District Court for the Northern District of Illinois.

Indictment of Philip Baker for alleged investment fraud involving the Lake Shore Group of Companies.

SEC's Ex Parte Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Handler, Thayer & Duggan, LLC, Frank I. Reinschreiber, and Global Financial Management, LLC, as defendants, and CTA Worldwide Services, SA, and Stephan Gottfried Von Hase, as relief defendants, at the U. S. District Court for the Northern District of Illinois.

Complaint in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Handler, Thayer & Duggan, LLC, Frank I. Reinschreiber, Global Financial Management, LLC, CTA Worldwide Services, SA, and Stephan Von Hase at the U. S. District Court for the Northern District of Illinois.

Amended Complaint in Great American Insurance Company v. Handler, Thayer & Duggan, LLC, Thomas J. Handler, Steven J. Thayer, James M. Duggan, and Gregory J. Bertsch at the U. S. District Court for the Northern District of Illinois.

Plaintiff's Opposition to Defendant Lake Shore Asset Management Ltd.'s response to court order of January 4th, 2008 in U. S. Commodity Futures Trading Commission v. Lake Shore Asset Management Limited, Lake Shore Group of Companies Inc. Ltd., and Philip J. Baker at the U. S. District Court for the Northern District of Illinois.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Finland involving Tone Hogsten, Markku Tanninen and TMH Development OY. OffshoreAlert obtained this document from the court shortly before the entire case was sealed.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Austria into Dietmar Bohmer and others for alleged fraud. Underlying documents regarding this case were filed under seal.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Romania into Marius Muntean for alleged bribery and blackmail.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Poland into Tomasz Studniowski for alleged fraud.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in the Czech Republic into Boris Barta for allegedly failing to pay child support.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Canada into alleged negligence by Armour Pharmaceuticals, Michael Rodell, Roger Perrault, Donald Wark Boucher and John Feresz regarding the distribution of blood infected with the HIV virus.

Final Judgment in U. S. Securities and Exchange Commission v. Andrew Joseph Zahn at the U. S. District Court for the Northern District of Illinois.

Consent of Andrew Zahn to Entry of Final Judgment in U. S. Securities and Exchange Commission v. Andrew Joseph Zahn at the U. S. District Court for the Northern District of Illinois.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation into Jared Brook, Lincoln Fraser and others for alleged investment fraud involving the Imperial Consolidated Group.

Joint Motion for Stipulated Dismissal in IBP, Inc. and Foodbrands America, Inc. v. Andrew Joseph Zahn and Philip Sexauer at the U. S. District Court for the Northern District of Illinois.

USA's Trial Brief in USA v. Peter Rogan at the U. S. District Court for the Northern District of Illinois.

Application for the appointment of a Commissioner to collect evidence - pursuant to a request for judicial assistance from Poland - for a criminal investigation into Ryszard Kaminski and Mohamad Nashawi for suspected fraud.

First Amended Complaint in ABN AMRO, Inc. v. Capital International Limited, Eirles Four Limited, Deutsche Bank Aktiengesellschaft, Sarco Holdings, and Dhananjay (Dan) Hajela at the U. S. District Court for the Northern District of Illinois.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Lithuania into Valdemar Set, Kazys Paulavicius and AurelijaPauluskienc for alleged credit card fraud.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in the United Kingdom into Collins Oladipupo Awosika.

Settlement Agreement in Bartlett Richards, James Donigan, George Rezny, James Klouda, Shirley Wong, Robert Petry, Richard Almandi, Eugene Huske, Steven Schweitzer, Rod Kenley, Joseph Klouda, Robert Hayes, John Slevin, Jr., John Slevin, James Bencivenga, Charles Neumann, The Gasparini Family Trust, Innovative Technology Partners II, LP, Sandy Shores Investment Co., LLC, Robert Haveman, The Elsa D. Prince Living Trust, Ron Piasecki, Jim Menz, Antonio Vigneri and Linda Vigneri v. Andrew Joseph Zahn, Mark Polinsky, Allen Sutker, Edward Gourley, Craig Guttman, Michael Seedman, and Rick Mills at the U. S. District Court for the Northern District of Illinois.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in the Czech Republic into Karel Zoufaly and Radek Svoboda for alleged fraud.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Greece into Dimitrios Mikroulis for allegedly providing his ex-wife with fraudulent alimony checks.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in India into the alleged defrauding of Air India by U.S.-based Pennsylvania Woven Carpet Mills Inc.

Judgment in U. S. Securities and Exchange Commission v. Philip Sexauer at the U. S. District Court for the Northern District of Illinois.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Ukraine involving Aleksandr Zakharov.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation into Marek Pawlowski for the alleged misuse of management responsibilities while serving as President of Gedania.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in the Czech Republic into Michal Krecmer for alleged negligence while operating a forklift truck

Complaint in U. S. Securities and Exchange Commission v. Andrew J. Zahn, Cynthia K. Berryman, and Philip J. Sexauer at the U. S. District Court for the Northern District of Illinois.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Ukraine into Mikhail Siorel Gidu and others for alleged smuggling.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Lithuania into Gytis Kupinas for alleged fraud.