United States District Court for the District of New Jersey

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JSC United Chemical Company Uralchem v. TD Bank: Discovery Application (Russia)

April 3, 2020
Ex Parte Application by JSC United Chemical Company Uralchem, of Russia, to take discovery from TD Bank NA for use in legal proceedings in Russia "against majority shareholders, management, and de facto management of TogliattiAzot" regarding an allegedly fraudulent scheme involving Nitrochem Distribution AG, of Switzerland, filed at the U. S. District Court for the District of New Jersey.

SEC v. Denis Sotnikov et al: Complaint

March 13, 2020
Complaint regarding alleging investment fraud involving, inter alia, a bank account in Hong Kong and a domain name registered in Cyprus in U. S. Securities and Exchange Commission v. Denis Georgiyevich Sotnikov, a citizen of Russia residing in Florida; Adaptive Technology LLC, AGQ Business Group LLC, ATL Business Group LLC, BO&SA Corporation, DN Industrial LLC, and Expert Digital LLC, as Defendants, and Natalia Aleksandrovna Mazitova, a citizen of Russia; Great Imperial LLC, HRC Clearing House LLC, and Inteko Cargo LLC, as Relief Defendants, at the U. S. District Court for the District of New Jersey.

Sandoz Canada Inc. v. Ronald Vladyka: Discovery Application (Canada)

March 5, 2020
Application by Sandoz Canada Inc., of Canada, to take discovery from Ronald Vladyka for use in legal proceedings against Sandoz in Canada brought by Hoffmann-La Roche Limited and InterMune, Inc., filed at the U. S. District Court for the District of New Jersey.

Maverick Neutral Levered Fund Ltd. et al v. Valeant Pharmaceuticals International Inc. et al: Complaint

February 28, 2020
Complaint alleging securities fraud in Maverick Neutral Levered Fund Ltd., Maverick Fund LDC, Maverick Fund II Ltd., Maverick Long Enhanced Fund Ltd., Maverick Long Fund Ltd., Maverick Select Fund Ltd., all of the Cayman Islands, and Maverick Fund USA Ltd., of Texas v. Valeant Pharmaceuticals International Inc., of Canada; J. Michael Pearson, Howard B. Schiller, Robert L. Rosiello, Deborah Jorn;Ari S. Kellen, and Tanya Carro at the U. S. District Court for the District of New Jersey.

USA v. David Rae: Sentencing Minutes

February 7, 2020
Minutes of Sentencing for money laundering in USA v. David Rae, a citizen of the United Kingdom, at the U. S. District Court for the District of New Jersey.

USA v. David Rae: Sentencing Hearing Transcript

February 7, 2020
Transcript of the Sentencing Hearing for money laundering in USA v. David Rae, a citizen of the United Kingdom, at the U. S. District Court for the District of New Jersey.

Hugh Dickson et al v. Michael Jacob: Discovery Application

January 28, 2020
Application by Hugh Dickson and John Royle, as "Receivers of the sole share of the Cayman Islands based company Britannia Holdings (2006) Limited", to take discovery from Michael Jacob for use in legal proceedings in the Cayman Islands "captioned Lea Lilly Perry and Tamar Perry v. Lopag Trust Reg., Private Equity Services (Curacao) NV, Fiduciana Verwaltungsanstalt, Gal Greenspoon Perry, Yael Perry, Dan Greenspoon, Ron Greenspoon and Mia Greenspoon", filed at the U. S. District Court for the Southern District of New York. Editor's Note: The underlying case was filed under seal at the Grand Court of the Cayman Islands in September, 2017 as part of the Cayman Court's secretly-imposed mass-sealing policy - implemented by Chief Justice Anthony Smellie - that conceals from public view even the existence of many cases involving allegations of impropriety and insolvency against the jurisdiction's foreign-owned companies. More than two years later, the case is still completely sealed in Cayman, despite details being revealed in the U.S.

SEC v. Boaz Manor et al: Complaint

January 17, 2020
Complaint alleging fraud involving a $30 million Initial Coin Offering in U. S. Securities and Exchange Commission v. Boaz Manor, a.k.a. Shaun MacDonald, of Toronto, Canada; Edith Pardo, a.k.a. Edith Pardo Mehler, a.k.a. Edith Mehler, of Bloomfield, New Jersey; CG Blockchain, Inc., of New York, NY, and BCT Inc. SECZ, formerly known as BCT Inc., of the Cayman Islands, at the U. S. District Court for the District of New Jersey.

USA v. Boaz Manor et al: Criminal Indictment

January 17, 2020
Criminal Indictment alleging fraud involving an Initial Coin Offering in USA v. Boaz Manor, of Canada, and Edith Pardo, a.k.a. Edith Pardo Mehler, a.k.a. Edith Mehler, at the U. S. District Court for the District of New Jersey.

HES (Caribbean) International Holdings SRL v. Northern Trust International Banking Corp.: Discovery Application

January 15, 2020
Application by HES (Caribbean) International Holdings SRL, of Barbados, to take discovery from The Northern Trust International Banking Corporation regarding Henrique Rodriguez Guillén, a citizen of Venezuela, for use in "contemplated civil and criminal proceedings in the Dominican Republic and Barbados", filed at the U. S. District Court for the District of New Jersey.

USA v. David Rae: Plea Agreement

December 19, 2019
Change of Plea Minutes and Plea Agreement for money laundering regarding a health care fraud scheme in USA v. David Rae, a citizen of the United Kingdom, at the U. S. District Court for the District of New Jersey.

USA v. David Rae: Forfeiture Judgment

December 19, 2019
Consent Judgment of Forfeiture and Preliminary Order of Forfeiture regarding, but not limited to, funds at ANZ Bank, in New Zealand, in the name of Sympatic Global Solutions LP and at Hong Kong & Shanghai Bank, in Hong Kong, in the name of Cargill Consulting Ltd. in USA v. David Rae, a citizen of the United Kingdom, at the U. S. District Court for the District of New Jersey.

Tesco Plc v. Franklin Mutual Advisers LLC: Discovery Application

November 22, 2019
Application by Tesco Plc, described as "an English publicly traded company and the United Kingdom's largest supermarket company", to take discovery from non-party Franklin Mutual Advisers LLC for use in legal proceedings at the High Court of Justice for England and Wales "brought by 58 institutional investors" alleging fraud, filed at the U. S. District Court for the District of New Jersey.

Turkey v. Hamit Çiçek: Discovery Application

November 8, 2019
Application by the Republic of Turkey to take discovery from Hamit Çiçek for use in an international arbitration involving Cascade Investments NV, of Belgium, filed at the U. S. District Court of the District of New Jersey.

USA v. Nadia Levit: Plea Agreement

September 25, 2019
Please Agreement in USA v. Nadia Levit, a.k.a. Nadia Yakusheva, at the U. S. District Court for the District of New Jersey.

SEC v. Brenda Smith et al: Complaint

August 27, 2019
Complaint for alleged securities fraud involving, inter alia, CV International Investments Ltd., of England, in U. S. Securities and Exchange Commission v. Brenda Ann Smith, Broad Reach Capital LP, Broad Reach Partners LLC, and Bristol Advisors LLC at the U. S. District Court for the District of New Jersey.

SEC v. Worldwide Markets Ltd. et al: Complaint

June 25, 2019
Complaint alleging fraud in U. S. Securities and Exchange Commission v. Worldwide Markets Ltd., of the British Virgin Islands; TAB Networks Ltd., of New Jersey, and Thomas E. Plaut, of New Jersey, at the U. S. District Court for the District of New Jersey.

Lucie Foukalova v. Citibank NV et al: Discovery Application

June 3, 2019
Application on behalf of Lucie Foukalova to take discovery from Citibank, TD Bank, and TIAA Financial Services for use in legal proceedings in the Czech Republic involving the Estate of Marcela Antonie Kopal, filed at the U. S. District Court for the District of New Jersey.

USA v. David Rae et al: Criminal Indictment (New Jersey)

April 5, 2019
Criminal Indictment in USA v. Neil John Aaron Williamsky, Nadia Levit, a.k.a. Nadia Yakusheva; Albert Davydov, and David Charles Rae, a citizen of the United Kingdom, at the U. S. District Court for the District of New Jersey.

Guy Gentile v. SEC: Order

March 8, 2019
Order in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader, v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.

Guy Gentile v. SEC: Opinion

March 8, 2019
Opinion on Plaintiff's Application for a Temporary Restraining Order and Motion for a Preliminary Injunction in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader, v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.

Guy Gentile v. SEC: TRO Motion

March 5, 2019
Motion for a Temporary Restraining Order and Motion for Order to Show Cause for Preliminary Injunction in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader, v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.

Aberdeen Canada Funds et al v. Perrigo Company Plc et al: Complaint

February 22, 2019
Complaint in Aberdeen Canada Funds - Global Equity Fund, a series of Aberdeen Canada Funds; Aberdeen Global - World Equity Fund, Aberdeen Global Equity Fund, a series of Aberdeen Funds; Aberdeen Global Equity Fund, a series of Aberdeen Institutional Commingled Funds, LLC; Aberdeen Standard Fully Hedged International Equities Fund, Aberdeen Standard International Equity Fund, Aberdeen Standard Actively Hedged International Equities Fund, Aberdeen Islamic World Equity Fund, Aberdeen Life Global (ex UK) Equity Fund, Aberdeen Life World Equity Fund, Aberdeen Monceau, Aberdeen Multi Asset Fund and Aberdeen World Equity Fund, each a sub-fund of Aberdeen Investment Funds ICVC; Aberdeen Northern American Equity Enhanced Index Fund, a sub-fund of Aberdeen Investment Funds UK ICVC II; Islamic Global Equity Fund, a sub-fund of Aberdeen Islamic SICAV; Aurion International Daily Equity Fund, City and County of Swansea Pension Fund, Devon County Council, Falkirk Council Pension Fund, Hampshire County Council - Global Equity Portfolio; London Borough of Hounslow Superannuation Fund, Staffordshire Pension Fund, Desjardins Global Equity Value Fund, Hydro One Pension Plan, Shell Canada 2007 Pension Plan, I3 Global Equity Fund, LF Greenmount Fund, Permodalan Nasional Berhard, MTR Corporation Limited Retirement Scheme, National Pension Service, and State of Idaho Endowment Fund Investment Board v. Perrigo Company Plc, Joseph C. Papa, and Judy L. Brown at the U. S. District Court for the District of New Jersey.

Guy Gentile v. SEC: Complaint

February 8, 2019
Complaint in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.

SEC v. Oleksandr Ieremenko et al: Complaint

January 15, 2019
Complaint alleging "a fraudulent scheme to hack into the SEC's online Electronic Data Gathering, Analysis, and Retrieval system to obtain nonpublic documents containing earnings announcements of publicly-traded companies, and to then use that information to profit by trading in advance of the information becoming public" in U. S. Securities and Exchange Commission v. Oleksandr Ieremenko, of Ukraine; Spirit Trade Ltd., of Hong Kong; Sungjin Cho, of Los Angeles, CA; David Kwon, of Los Angeles, California; Igor Sabodakha, of Ukraine; Victoria Vorochek, of Ukraine; Ivan Olefir, of Ukraine; Capyfield Systems Ltd., of Belize, and Andrey Sarafanov, of Russia, as Defendants, and Kyungja Cho, of South Korea; Lyudmila Kalinkina, Andrey Meleynikov, and Ivan Solovev, all of Russia, as Relief Defendants, at the U. S. District Court for the District of New Jersey.

SEC v. Bruce Fixelle et al: Complaint

October 16, 2018
Complaint in U. S. Securities and Exchange Commission v. Bruce J. Fixelle, Aurora Capital Management, LLC, and Genesis Advisory Services Corp. at the U. S. District Court for the District of New Jersey.

Pentwater Equity Opportunities Master Fund Ltd. et al v. Perrigo Co., Plc et al: Complaint

January 26, 2018
Complaint in Pentwater Equity Opportunities Master Fund Ltd., Pentwater Event Driven Cayman Fund Ltd., Pentwater Merger Arbitrage Mast Fund Ltd., PWCM Master Fund Ltd., Oceana Master Fund Ltd., LMA SPC for an on behalf of MAP 38 Segregated Portfolio, and Amundi Absolute Return Pentwater Fund Plc (f.k.a. AAI Pentwater Fund Plc - Pentwater Event Equity Reflection Fund) v. Perrigo Co., Plc, Joseph Papa, Judy Brown, Laurie Brlas, Gary M. Cohen, Marc Coucke, Jacqualyn A. Fouse, Ellen R. Hoffing, Michael R. Jandernoa, Gerald K. Klunkle, Jr., Herman Morris, Jr. and Donal O'Connor at the U. S. District Court for the District of New Jersey.

ABN AMRO Capital USA LLC et al v. Peter Johnson et al: Complaint

January 8, 2018
Complaint in ABN AMRO Capital USA LLC, Societe Generale, BNP Paribas, Natixis, New York Branch; Maquarie Bank Limited, Bank Hapoalim BM, The Bank of Tokyo-Mitsubishi UFJ Ltd., New York Branch; and Israel Discount Bank of New York v. Peter G. Johnson, Peter B. Johnson, Timothy Johnson, Thomas Reich, Richard Gary O'Connor, Nancy Pizzi, and William Yu at the U. S. District Court for the District of New Jersey.

Yorkville Advisors, LLC et al v. DB Alternative Asset Management (UK) Ltd. et al: First Amended Complaint

October 30, 2017
First Amended Complaint in Yorkville Advisors, LLC, YA Global Investments, LP, Yorkville Advisors GP, LLC, and YA Offshore Global Investments, Ltd. v. Deutsche Alternative Asset Management (UK) Limited, Cove House Investments Limited, Cove House Illiquid Investments SPC, Jennifer Coyne, Magnus Lorrain-Smith, Benjamin Keefe, Michael Luther, Paddy Shanahan, Paul Sullivan, and Michael Whelan at the U. S. District Court for the District of New Jersey.

SEC v. Guy Gentile: Amended Complaint

October 6, 2017
Amended Complaint in U. S. Securities and Exchange Commission v. Guy Gentile at the U. S. District Court for the District of New Jersey.

Yorkville Advisors, LLC et al v. DB Alternative Asset Management (UK) Ltd. et al: Complaint

September 29, 2017
Complaint in Yorkville Advisors, LLC, YA Global Investments, LP, Yorkville Advisors GP, LLC, and YA Offshore Global Investments, Ltd. v. 'DB Alternative Asset Management (UK) Limited', which seems to be an incorrect name for Deutsche Alternative Asset Management (UK) Limited, Cove House Investments Limited, Cove House Illiquid Investments SPC, Magnus Lorrain-Smith, Benjamin Keefe, Michael Luther, and Paddy Shanahan at the U. S. District Court for the District of New Jersey.

Pentwater Equity Opportunities Master Fund Ltd., et al v. Valeant Pharmaceuticals International, Inc. et al: Complaint

September 27, 2017
Complaint in Pentwater Equity Opportunities Master Fund Ltd., Pentwater Event Driven Cayman Fund Ltd., Pentwater Merger Arbitrage Master Fund Ltd., PWCM Master Fund Ltd., Oceana Master Fund Ltd., and LMA SPC, for and on behalf of MAP 98 Segregated Portfolio v. Valeant Pharmaceuticals International, Inc., J. Michael Pearson, Howard B Schiller, Robert L. Rosiello, Deborah Jorn, Ari S. Kellen, and Tanya Carro at the U. S. District Court for the District of New Jersey.

PJSC Armada v. Alla Roitman: Discovery Application

June 30, 2017
Ex Parte Application by PSJC Armada for Leave to Take Discovery from Alla Roitman for use in legal proceedings in Russia alleging fraud against Alexy V. Kuzovkin, filed at the U. S. District Court for the District of New Jersey.

SEC v. Naris Chamroonrat et al: Amended Complaint

May 11, 2017
Amended Complaint alleging fraud in U. S. Securities and Exchange Commission v. Naris Chamroonrat, described as a citizen of the USA and Thailand; Yaniv Avnon, a citizen of Israel; Ran Armon, a resident of Thornhill, Ontario, Canada; G Six Trading Y.R. Ltd., of Israel, and Adam L. Plumer, of Las Vegas, Nevada, USA, as Defendants, and NKO Holdings Co. Ltd., of Hong Kong, as Relief Defendant, at the U. S. District Court for the District of New Jersey.

USA v. Yaniv Avnon et al: Criminal Indictment

May 10, 2017
Criminal Indictment alleging securities fraud in USA v. Yaniv Avnon, described as a citizen of Israel, and Ran Armon, described as a resident of Canada, at the U. S. District Court for the District of New Jersey.

Yorkville Advisors LLC et al v. Aggregator Solutions Plc et al: Complaint

March 3, 2017
Complaint in Yorkville Advisors LLC, Yorkville Advisors GP LLC, Mark Angelo, Matthew Beckman, Gerald Eicke, David Gonzalez, and Thomas Gallagher v. Aggregator Solutions PLC, Opportunities Fund 2012, Opportunities Fund II, and Opportunities Fund III at the U. S. District Court for the District of New Jersey.

SEC v. Naris Chamroonrat et al: Complaint

December 21, 2016
Complaint in U. S. Securities and Exchange Commission v. Naris Chamroonrat and Adam L. Plumer at the U. S. District Court for the District of New Jersey.