Settlement Agreement involving the imposition of a fine of $42,500 for operating without a license in Securities Commission of the Bahamas v. Atlantis Arbitrage Fund Ltd. Editor's Note: Even though this document was published by the Securities Commission of the Bahamas yesterday, the settlement agreement was entered into 13 months ago. It is the first Enforcement Action published on the SCB's website in two-and-a-half years.
Public Notice by the Securities Commission of the Bahamas that it was defrauded out of B$850,000 in January 2020 when a "fraudulent cheque" was deposited at, and cleared by, the regulator's bank.
Public Notice by the Securities Commission of the Bahamas announcing the Temporary Suspension of the registration of Swiss America Securities Ltd., which is operated by Guy Gentile, a citizen of the United States.
Public Notice 'In the Matter of The Oracle Fund Ltd. and In the Matter of Fortis Fund Services (Bahamas) Limited' issued by the Securities Commission of the Bahamas.