Canada

Aux Cayes Fintech Co. Ltd.: Statement of Allegations

Statement of Allegations in the matter of Aux Cayes Fintech Co. Ltd., described as a Seychelles-domiciled operator of "an online crypto asset trading platform", for "violating Ontario securities law", before the Ontario Securities Commission.

Mark Litwin et al: Securities Fraud Charges

News Release by the Ontario Securities Commission entitled "Former officers and directors of CannTrust charged with Securities Act Offences", identifying those charged as Mark Litwin, Eric Paul, and Peter Aceto, all of Toronto, Canada.

Bybit Fintech Ltd.: Statement of Allegations

Statement of Allegations alleging unregistered securities activity involving cryptocurrencies in the Enforcement Branch of the Ontario Securities Commission v. Bybit Fintech Limited, described as a British Virgin Islands-domiciled "online crypto asset trading platform", and which appears to be based in Singapore, before the Ontario Securities Commission.

Mek Global Ltd. et al: Allegations

Statement of Allegations in the matter of Mek Global Limited, of the Seychelles, and PhoenixFin Pte. Ltd., of Singapore, collectively doing business as KuCoin, described as "an online crypto asset trading platform", before the Ontario Securities Commission.

Polo Digital Assets Ltd.: Statement of Allegations

Statement of Allegations "for disregarding Ontario securities law and to signal that crypto asset trading platforms flouting Ontario securities law will face regulatory action" in Ontario Securities Commission v. Polo Digital Assets Ltd., a.k.a. Poloniex, described as a Seychelles-domiciled "online crypto asset trading platform", before the Ontario Securities Commission.

Coinsquare Ltd. et al: Settlement Agreement

Settlement Agreement between the Ontario Securities Commission, in Canada, and Coinsquare Ltd., which "operates a crypto asset trading platform in Toronto"; Cole Diamond, Virgile Rostand, and Felix Mazer.

Coinsquare Ltd. et al: Statement of Allegations

Statement of Allegations in a proceeding against Coinsquare Ltd., described as "a crypto asset trading platform located in Toronto"; Cole Diamond, Virgile Rostand, and Felix Mazer "to hold them accountable for their misconduct and to send a message to other market participants in the crypto asset sector that deceptive conduct will not be tolerated in Ontario's capital markets", at the Ontario Securities Commission. The allegations include market manipulation and "a reprisal against an internal whistleblower".

Patrick Mazza et al: Suspension Order

Temporary Order by the Ontario Securities Commission suspending the trading of securities by Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza for suspected unauthorized trading.

First Class Crypto Inc. et al: Settlement of Allegations

Order Approving Settlement in Ontario Securities Commission v. First Class Crypto Inc., Johnathan Harris, Mitchell Carnie, and Neill Kross regarding an investment offering "to purchase computing hardware that mines crypto assets".

First Class Crypto Inc. et al: Statement of Allegations

Statement of Allegations against First Class Crypto Inc., Johnathan Harris, Mitchell Carnie, and Neill Kross regarding "false or misleading statements" when raising C$365,000 from investors purportedly "to purchase computing hardware that mines crypto assets", at the Ontario Securities Commission.

Ava Trade Ltd.: News Release

News Release by the Alberta Securities Commission announcing a settlement agreement with Ava Trade Ltd., of the British Virgin Islands, "for acting as a dealer without being registered".

Ava Trade Ltd.: Settlement Agreement

Settlement Agreement in the amount of C$243,000 for unregistered activity in the matter of Ava Trade Ltd., of the British Virgin Islands, before the Alberta Securities Commission.

David Sidders et al: Reasons & Decision

Reasons and Decision in the matter of Cameron Edward Cornish, David Paul George Sidders, and Patrick Jelf Caruso before the Ontario Securities Commission.

Alex Tapscott et al: Statement of Allegations

Statement of Allegation in the Ontario Securities Commission v. NextBlock Global Limited and Alex Tapscott regarding allegedly false statements in offering memoranda for a blockchain-related private placement.

Garo Deyrmenjian et al: Decision

Decision in in the matter of Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo SA, now known as EHT Corporate Services SA, of Switzerland, at the British Columbia Securities Commission.

Gibraltar Global Securities Inc.: Findings

Findings in Executive Director of the British Columbia Securities Commission v. Gibraltar Global Securities Inc. at the British Columbia Securities Commission.