Guernsey

Keith Hammond: Disqualification

Public Notice by the Guernsey Financial Services Commission that it has imposed "prohibition orders" against Keith Laurence Hammond "for failing to provide information to the Commission (initially via an Online Personal Questionnaire and subsequently in correspondence), that was full, frank and unambiguous, in relation to the circumstances surrounding his resignation from previous employment".

Sarah Jayne Sarre: £13.5K Fine

Public Notice by the guernsey Financial Services Commission that it has imposed a fine of £13,500 on Sarah Jayne Sarre for "her failure to meet the minimum criteria for licensing".

Remus Horizons PCC Ltd.: Registration Suspension

Public Notice by the Guernsey Financial Services Commission that it has suspended the registration of Remus Horizons PCC Limited, which was described as "closed ended collective investment scheme".

Roger Parry: Disqualification

Prohibition Order by the Guernsey Financial Services Commission against Ian Roger Parry, of St Saviour, Guernsey.

Roger Parry: News Release

News Release by the Guernsey Financial Services Commission announcing penalties against Ian Roger Parry.

John Robilliard: Disqualification

Prohibition Order by the Guernsey Financial Services Commission against John Adam Robilliard, of St Martin, Guernsey.

Christopher Shaw: Disqualification

Prohibition Order by the Guernsey Financial Services Commission against Christopher Henry Shaw, of Glentrool Forest, South Ayrshire, Scotland.

Christopher Shaw et al: News Release

News Release by the Guernsey Financial Services Commission announcing penalties against Christopher Henry Shaw, John Adam Robilliard, and Bruce David McNaught.

Paul Everitt: News Release

News Release by the Guernsey Financial Services Commission announcing the disqualification of Paul Michael Everitt.

Paul Everitt: Disqualification

Prohibition Order by the Guernsey Financial Services Commission against Paul Michael Everitt, of St Martin, Guernsey.

Antonio Carlos de Godoy Buzaneli et al: Penalties

News Release by the Guernsey Financial Services Commission announcing penalties against Antonio Carlos de Godoy Buzaneli, Jose Manuel Ordoñez, and Jose Eduardo Paula de Lima Araujo.

Safehaven International Ltd. et al: Details of Penalties

Public Statement by the Guernsey Financial Services Commission providing more details about previously-announced penalties on Safehaven International Limited, Richard John Bach, Tracey Jane Ozanne, David Charles Housley Whitworth, Michael John Good, and Stephen John Dickinson.

InterTrader Ltd.: Fine

Public Statement by the Guernsey Financial Services Commission that InterTrader Limited, of Gibraltar, "has agreed to pay a financial penalty" of an undisclosed amount to settle a regulatory investigation.

Safehaven International Ltd. et al: Penalties

Public statement by the Guernsey Financial Services Commission that it has imposed penalties on Safehaven International Limited, Richard John Bach, Tracey Jane Ozanne, David Charles Housley Whitworth, Michael John Good, and Stephen John Dickinson.

Stephen Bougourd: Penalties

Public Statement by the Guernsey Financial Services Commission that it has imposed penalties on Stephen Bougourd.

Stephen Dewsnip: £7K Fine

Public Statement by the Guernsey Financial Services Commission that it has imposed a £7,000 fine on Stephen Paul Dewsnip regarding his conduct as "a non-executive director of Global Insurance Group Limited".

Shane Younger et al: Fines

Public Statement by the Guernsey Financial Services Commission that it has imposed fines on Shane Younger and Christopher Percival regarding Global Insurance Group Limited, of which they are "the majority shareholders".

Global Insurance Group Ltd. et al: Fines

Public Statement by the Guernsey Financial Services Commission that it has imposed fines on Global Insurance Group Limited, Christopher Schofield, and Andrew William Robert.

Mark Penney et al: Penalties

Public Statement by the Guernsey Financial Services Commission announcing financial penalties and corporate disqualifications against Mark Peter Penney and Marc Adam Roxby after finding that each "was not a fit and proper person" regarding their involvement with Criteria Wealth Management Limited, which went into compulsory liquidation.

Louvre Fund Services Ltd. et al: Penalties

Public Statement by the Guernsey Financial Services Commission announcing regulatory penalties against Louvre Fund Services Limited, Kevin Gilligan, Charles Peter Gervais Tracy, Derek Paul Baudains, and Julian Dai Lane.

Certes Capital Ltd.: Public Statement

Public Statement by the Guernsey Financial Services Commission regarding "insolvent" Certes Capital Limited (in Voluntary Liquidation), formerly Marlborough Pension Trustees Limited.

Louvre Trust (Guernsey) Ltd. et al: Financial Penalties

Public Statement by the Guernsey Financial Services Commission regarding financial penalties against Louvre Trust (Guernsey) Ltd., Derek Paul Baudains, Jonathan Ross Bachelet, Haidee Louise Stephens, Julian Dai Lane, and Charles Peter Gervais Tracy.

Guernsey FSC v. Belvedere Group: Letter

Letter from Guernsey Financial Services Commission concerning an investigation, known as 'Project Sauveur', into the Belvedere Management Group.

Capital Solutions Ltd. et al: Directors’ Bans & Fines

Public Announcement regarding directors' bans and fines in Guernsey Financial Services Commission v. Capital Solutions Limited, Stillwater Worldwide Limited, Stillwater Investment Enterprise Limited, Philip Anthony John Montague, Terence Joseph Scullion, and David John De Carteret.

Marlborough Trust Company Ltd. et al: Regulatory Penalties

Public Notice by Guernsey Financial Services Commission announcing regulatory penalties against Marlborough Trust Company Limited, Marlborough Nominees Limited, Nicholas Robert Hannah, Adrian Bradley Howe, David Charles Enevoldsen, and Benjamin John Tustin regarding Arch Guernsey ICC Limited.
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