Hong Kong

Press Release and Statement of Disciplinary Action by the Hong Kong Monetary Authority regarding the imposition of a fine of HK$875,000 on 33 Financial Services Limited for regulatory breaches.

Statement of Disciplinary Action by the Securities and Futures Commission of Hong Kong imposing a fine of US$350 million on Goldman Sachs (Asia) LLC regarding 1Malaysia Development Berhad, a.k.a. 1MDB.

Public Announcement by the Hong Kong Securities and Futures Commission that it has imposed a fine of HK$4.2 million on The Bank of East Asia Limited for "failure to segregate its client securities from proprietary securities into separate accounts maintained at two external custodians as required by the Securities and Futures (Client Securities) Rules".

Statement of Disciplinary Action by the Hong Kong Securities and Futures Commission regarding a reprimand and fine against HSBC Investment Funds (Hong Kong) Limited and HSBC Global Asset Management (Hong Kong) Limited for regulatory breaches.

News Release by the Hong Kong Securities and Futures Commission regarding the disqualification for "misconduct" of Michelle Kwok Choi Ha, a former executive director of Tack Fat Group International Limited, now known as Life Healthcare Group Limited.

News Release by the Hong Kong Securities and Futures Commission regarding "reprimands and fines" against Celestial Commodities Limited and Celestial Securities Limited.

Statement of Disciplinary Action by the Hong Kong Securities and Futures Commission regarding Celestial Commodities Limited and Celestial Securities Limited.

News Release by the Hong Kong Securities and Futures Commission regarding a life ban against Tim Leissner, described as "a former responsible officer of Goldman Sachs (Asia) LLC", for his involvement with 1Malaysia Development Berhad, a.k.a. 1MDB.

Statement of Disciplinary Action by the Hong Kong Securities and Futures Commission regarding FWD Life Insurance Company (Bermuda) Limited.

News Release by the Hong Kong Securities and Futures Commission announcing the revocation of the licenses held by Richmond Asset Management Limited and its owner, Graham Bibby, and a 10-year financial industry disqualification for Bibby.