Jersey Financial Services Commission

Gufur Hussain: Industry Ban

Public Statement by the Jersey Financial Services Commission announcing it has imposed a financial industry ban on Gufur Hussain, a.k.a. Ghafoor Hussain, for "a lack of integrity".

SG Kleinwort Hambros Bank (CI) Ltd. et al: £719K Fines

Public Statement by the Jersey Financial Services Commission that it has imposed fines totaling £719,451 on SG Kleinwort Hambros Bank (CI) Limited, SG Kleinwort Hambros Trust Company (CI) Limited, and SG Kleinwort Hambros Corporate Services (CI) Limited, which "form part of the Societe Generale Group, a French regulated banking group and are part of a smaller sub-group, headed by SG Kleinwort Hambros Bank Limited, a UK regulated bank", for regulatory breaches.

Lumiere Wealth Ltd.: Investigation Findings

Public Statement by the Jersey Financial Services Commission regarding the conclusions of its investigation into Lumiere Wealth Limited (in liquidation).

SWM Ltd.: Public Statement

Public Statement regarding SWM Limited by the Jersey Financial Services Commission. Editor's Note: Research by OffshoreAlert in the Jersey Financial Services Commission's Companies Registry showed that, in its most recent annual return, dated January 1st, 2020, the sole shareholder of SWM Limited was identified as SJD Holdings Limited, also domiciled in Jersey, and, in its most recent annual return, dated January 1st, 2019, the shareholders of SJD Holdings Limited were identified as Stephen Francis Le Fondre, Simon John Dowling, Kevin Peter Goodbody, Tracey Anne Freeman, and Guy John Browning, all of Jersey.

Kevin Manning: Public Statement

Public Statement by the Jersey Financial Services Commission that Kevin Robert Manning, a former lawyer, is "not fit and proper to work in any capacity in or for any business regulated by the JFSC".

Sanne Fiduciary Services Ltd.: Fine

Public Statement by the Jersey Financial Services Commission regarding a £381,010 fine imposed on Sanne Fiduciary Services Limited.

Vincent Charles Roberts: Public Statement

Public statement by the Jersey Financial Services Commission announcing a financial services industry ban against Vincent Charles Roberts after determining him to be "not fit and proper".

Hayes Capital: Public Statement

Hayes Capital - Public Statement - Jersey Financial Services Commission - Public Statement - September 25, 2013