Luxembourg Commission de Surveillance du Secteur Financier (CSSF)

Public Notice by the Luxembourg CSSF regarding the "Judicial liquidation" of Fortuna Banque s.c. and the "Activation of the Luxembourg Investor Compensation Scheme".

Press Release by the Luxembourg CSSF that it has revoked the license of "investment firm" Fuchs & Associés Finance S.A. due to "serious breaches of essential legal and regulatory requirements" and that the Luxembourg District Court had ordered the "dissolution and judicial liquidation" of the company.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €1.56 million on Banque Degroof Petercam Luxembourg S.A. for regulatory breches.

Public Notice by the Luxembourg CSSf that it has imposed an administrative fine of €45,800 on FundRock Management Company S.A.

Public Notice by the Luxembourg CSSF that it has imposed an administrative fine of €174,000 on Alter Domus Management Company SA, formerly known as Luxembourg Fund Partners S.A., for regulatory breaches regarding Columna Commodities Fund..

Public Notice by the Luxembourg CSSF that it has imposed a fine of €210,000 on BOS Wealth Management Europe SA for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €10,000 on Gaz Capital SA for a regulatory breach.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €356,000 on BEMO EUROPE Banque Privée SA for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €266,000 on Maitland Luxembourg SA for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed two fines totaling €1,015,000 on investment firm Fuchs & Associés Finance S.A. for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €15,000 on FAB CBO 2003-I B.V., of the Netherlands, for failure to file its 2021 annual report "within the required time limit".

Public Notice by the Luxembourg CSSF that it has imposed a fine of €42,400 on Generali Investments Luxembourg SA, described as an "investment fund manager", for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €163,134 on LRI Invest S.A., described as an "investment fund manager", for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €108,900 on Natixis Wealth Management Luxembourg for "severe infringements" of regulatory requirements.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €365,000 on European Depositary Bank SA for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a reprimand on European Depositary Bank S.A. "following the violation by the Bank of the CSSF's temporary prohibition of 5 March 2021 on the onboarding of new investment fund structures due to severe deficiencies in its organisation and governance".

Public Notice by the Luxembourg CSSF that it has imposed a fine of €18,750 on Atos Luxembourg PSF S.A. "for defaults of prudential obligations related to administrative and accounting organisation".

Public Notice by the Luxembourg CSSF that it has imposed a fine of €261,000 on Franklin Templeton International Services Sàrl for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €173,500 on JPMorgan Asset Management (Europe) Sàrl.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €40,000 on PFS Agir Luxembourg S.A. for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed an administrative fine of €1.32 million on Banque de Luxembourg SA for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed two fines totaling €35,000 on Vimco Luxembourg S.A. for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €153,400 on Amundi Luxembourg SA, described as an investment fund manager, for a regulatory breach.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €8,800 on ShelteR Investment Management for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €45,500 on GAM (Luxembourg) SA, described as an investment fund manager, for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has issued a reprimand to Reyl Prime Solutions S.A. (in Voluntary Liquidation) for a regulatory breach.

Public Notice by the Luxembourg CSSF that it has imposed an administrative fine of €15,000 on Transnet SOC Ltd. for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €50,000 on IFP Investment Management SA for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €67,500 on Pharus Management Company S.A. for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €5,000 on investment fund manager Lafayette Industriebeteiligungen Sàrl for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed an administrative fine of €10,000 on Federale Management S.A., described as "an investment fund manager", for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €10,000 on LIA Luxembourg Investment Advisors Sàrl, described as an "alternative investment fund manager", for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed an administrative fine of €15,000 on Agate Assets S.A. for failure to publish its 2020 annual financial report on time.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €45,000 on Universal-Investment-Luxembourg S.A., described as an "investment fund manager", for regulatory breaches. Editor's Note: Research by OffshoreAlert showed that, in the Luxembourg Business Registry, Universal-Investment-Luxembourg S.A.'s principals are identified as Frank Eggloff, Markus Neubauer, Michael Reinhard, Matthias Muller, and Sean O'Driscoll, and on the website of Universal-Investment-Luxembourg S.A. at https://www.universal-investment.com/, it is stated that the company is "a wholly owned subsidiary of Universal-Investment-Gesellschaft mbH, Frankfurt am Main" and that the "Management Board of Universal-Investment Group" comprises Michael Reinhard, "Chief Executive Officer"; Stephan Scholl, "Chief Operational Officer"; Ian Lees, "Chief Financial Officer"; Frank Eggloff, "Chief Regulatory Officer", and Katja Müller, "Chief Customer Officer".

Public Notice by the Luxembourg CSSF that it has imposed an administrative fine of €150,000 on Almagest Wealth Management SA for regulatory breaches. Editor's Note: Research by OffshoreAlert showed that, in the Luxembourg Trade and Companies Register, the representatives of Almagest Wealth Management SA are identified as Olivier Assa, Philippe Donjon de Saint Martin, and Jihad Taleb, while the company's "Managing Partner" has been identified as Benjamin Benedetto in news articles.

Public Notice by the Luxembourg CSSF that it has imposed a fine of €125,000 on DXC Technology Luxembourg S.A. for regulatory breaches.

Public Announcement by the Luxembourg CSSF that it has reprimanded investment fund Praefinium for a regulatory breach.

Public Announcement by the Luxembourg CSSF that it has reprimanded "alternative investment fund manager" Fonds AAA S.à r.l. for a regulatory breach.

Public Announcement by the Luxembourg CSSF that it has imposed a fine of €106,000 on investment firm GSLP International S.à r.l. for regulatory breaches.

Public Announcement by the Luxembourg CSSF that it has imposed a fine of €30,000 on Opportunité Luxembourg S.A. for regulatory breaches. Editor's Note: Research by OffshoreAlert in the Luxembourg Business Register showed that the managers of Opportunité Luxembourg S.A. are Jacques-Antoine de Geffrier, of Luxembourg; Serge Fouchet, of France, and Catherine Félicie Wajsman, of Luxembourg.

Public Announcement by the Luxembourg CSSF that it has imposed an administrative sanction of €170,000 on Banque de Commerce et de Placements S.A. for regulatory breaches.

Public Announcement by the Luxembourg CSSF that it has imposed a fine of €10,000 on Candriam Luxembourg, formerly Dexia Equities L, an investment fund manager, for regulatory breaches.

Public Statement by the Luxembourg CSSF that it has imposed "a warning on the investment fund manager Notz, Stucki Europe S.A." for regulatory breaches.

Public Statement by the Luxembourg CSSF that it has imposed a fine of €23,000 on Quamvest S.A. for regulatory breaches.

Public Statement by the Luxembourg CSSF that it has imposed a fine of €27,000 on Natixis Investment Managers S.A. for regulatory breaches.

Public Notice by the Luxembourg CSSF that it has imposed an administrative fine of €10,000 on FAB CBO 2003-I B.V., of the Netherlands, for failure to publish its 2019 annual report "within the required time limit"

Administrative Sanction against Banque Internationale à Luxembourg S.A. by the Luxembourg CSSF.

Announcement by the Luxembourg CSSF that it has imposed a €41,050 fine on Öhman Bank S.A. for violations of the Market Abuse Regulation.

Public Announcement by the Luxembourg CSSF that it has imposed a fine of €190,000 on Vistra (Luxembourg) SA "for serious breaches of its professional duties in the fight against money laundering and terrorist financing".

Administrative Measure by the Luxembourg CSSF regarding David Mapley, a citizen of the United Kingdom.