Regulatory Agencies

Investor Alert regarding Healy Consultants Group Plc by the Mauritius Financial Services Commission.

Public Statement by the Guernsey Financial Services Commission regarding Bruce David McNaught.

Administrative Penalty in U. S. Securities and Exchange Commission v. deVere USA, Inc.

Public Statement by the Guernsey Financial Services Commission regarding Alan Michael Chick.

Announcement by the Malta Financial Services Authority regarding regulatory action against Ariadne Capital ECO2 VC Limited Partnership and its four sub-funds, 2SQRS Venture Fund, ECO2 Fund, JGV Tamar Fund, and Sustainable Aviation Fund.

Public Notice by the Mauritius Financial Services Commission announcing the suspension of the Management License of AG Fiduciary Fiduciary Solutions Limited, formerly known as Abbeygate Financial Services Limited.

First Amended Complaint in U.S. Securities and Exchange Commission v. LongFin Corp., Venkata Meenavalli, Amro Izzelden Altahawi, a.k.a. Andy Altahawi; Suresh Tammineedi, described as a citizen and resident of India, and Dorababu Penumarthi , described as a citizen and resident of the United Kingdom, at the U.S. District Court for the Southern District of New York.

Amended Statement of Allegations in Ontario Securities Commission v. Donna Hutchinson, Cameron Edward Cornish, David Paul George Sidders, and Patrick Jelf Caruso.

News Release by the Dubai International Financial Services Authority entitled 'DFSA obtains DIFC Courts Judgement to Enforce a Fine'.

Public Statement by the Jersey Financial Services Commission regarding David Jonathan Francis.

Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $160,000 and industry ban on Joseph Krigsfeld, of New York, and censuring Aberon Capital Management LLC for securities fraud that, inter alia, involved Cayman Islands-domiciled Aberon Capital Master Fund.

Regulatory Action by the Malta Financial Services Authority against Confiance Malta Limited, Gareth O'Connell, and David Mason.

Announcement by the Malta Financial Services Authority that the license of Ariadne Capital Malta Limited has been suspended.

Decision Notice by the Cayman Islands Monetary Authority regarding Ouanto Strategic Currency Fund Ltd.

Decision Notice by the Cayman Islands Monetary Authority regarding Infinium Global Fund.

Final Determination Notice by The Pensions Regulator, in the United Kingdom, regarding The Optimum Retirement Benefit Plan.

Gordon Craig - Final Determination Notice - The Pensions Regulator - April 20, 2018

Public Statement by Jersey Financial Services Commission regarding Sterling Fund & Co. Wealth Management.

Notification by the Labuan Financial Services Authority regarding a complaint it field against EC Corporate Services Ltd., Labuan Corporate Services Ltd., Corporate Directors Ltd., Corporate Services Ltd., EC Trustee Services (L) Ltd., Simple Solutions Limited, North Borneo Education Co. Ltd., Peter Kent Searle, and Cornelia Elisabeth Searle at the High Court of Sabah and Sarawak.

Warning about Swiss American Capital Group Ltd. by the Luxembourg Commission de Surveillance du Secteur Financier.

Complaint in U.S. Securities and Exchange Commission v. LongFin Corp., Venkata Meenavalli, Amro Izzelden Altahawi, a.k.a. Andy Altahawi; Suresh Tammineedi, of India, and Dorababu Penumarthi , described as a citizen and resident of the United Kingdom, at the U.S. District Court for the Southern District of New York.

Public Notice by the Guernsey Financial Services Commission announcing penalties against Richmond Fiduciary Group Limited.

Regulatory Settlement Agreement in Solicitors Regulation Authority v. Gareth Ward Fatchett.

Public Notice by the Mauritius Financial Services Commission regarding QG African Infrastructure 1 LP.

Public Notice by the Mauritius Financial Services Commission regarding QG Africa Timber LP.

Public Notice by the Mauritius Financial Services Commission regarding QG Africa Mining LP.

Public Notice by the Mauritius Financial Services Commission regarding QG Africa Mezzanine LP.

Public Notice by the Mauritius Financial Services Commission regarding QG Africa Hotel LP.

Public Notice by Mauritius Financial Services Commission regarding QG Africa Healthcare LP.

Public Notice by the Mauritius Financial Services Commission regarding QG Africa Agriculture LP.

Notification to investors of Capital One Ltd.'s Funds by the Labuan Financial Services Authority.

Malta Financial Services Authority announcement of an administrative penalty against Ferratum Bank Plc.

Malta Financial Services Authority announcing the cancellation of the investment services license of Intrepid Capital Ltd.

Public Notice by the Mauritius Financial Services Commission regarding Alvaro Sobrinho Africa Ltd.

Public Notice by the Malta Financial Services Authority regarding Ali Sadr Hasheminejad and Pilatus Bank Plc.

'Abandoned Property' reported by Global Bank of Commerce Ltd., domiciled in Antigua and Barbuda.

Press Release by the Mauritius Financial Services Commission concerning Beaufort Management Services Ltd.

Public statement by the Jersey Financial Services Commission announcing a financial services industry ban against Vincent Charles Roberts after determining him to be "not fit and proper".

Public Statement by the British Virgin Islands Financial Services Commission regarding Smiths Gore and Son's Reserve Loan Company.

Public Notice regarding Directive to Excellence Investment Umbrella SICAV Plc by the Malta Financial Services Authority.

Public Statement by the Isle of Man Financial Services Authority regarding a civil penalty imposed on Apex Fund Services (IOM) Limited.

Judgment in Solicitors Regulation Authority v. Andrew Lindsay and Marina Frankel at the Solicitors Disciplinary Tribunal.

Notice of the revocation of the license of Meinl Bank (Antigua) Ltd. by the Antigua and Barbuda Financial Services Regulatory Commission.

Investor Alert by the Anguilla Financial Services Commission regarding Tauri Ursa Fund Ltd. and Tauri Ursa Partners Ltd.

Letter to 'All clients and custodians of Biscayne Capital Ltd.' disclosing an Application for Winding-Up by the Securities Commission of the Bahamas.

Notice of Application - Conduct in The Law Society of Upper Canada v. David Sylvio Lesperance at The Law Society Tribunal Hearing Division.

Determination of the Mauritius Financial Services Review Panel cancelling the disqualification of Rajindersingh Borthosow.

Regulatory penalties in Malta Financial Services Authority v. Anthony Fenech, Ian Zammit, and Joseph Xuereb.

'Abandoned Property' reported by BOI Bank Corporation, domiciled in Antigua and Barbuda.

Statement of Allegations in Ontario Securities Commission v. Donna Hutchinson, Cameron Edward Cornish, David Paul George Sidders, and Patrick Jelf Caruso.