FINRA v. Rani Jarkas et al: Hearing Panel Decision
Hearing Panel Decision in FINRA Department of Enforcement v. Rani T. Jarkas and William H. Carson.
First Bermuda Securities (BVI) Ltd. et al: Censure & Fine
Consent by First Bermuda Securities (BVI) Ltd. and Jeffrey G. Conyers to a censure and $40,000 fine, respectively, and an additional fine of $10,000 for which they are jointly and severally liable to settle a regulatory investigation by FINRA.
Rani Jarkas: FINRA BrokerCheck Report
FINRA BrokerCheck Report for Rani Tarek Jarkas.
FINRA v. Rani T. Jarkas: Settlement
Order Accepting Offer of Settlement in a FINRA action styled as 'Department of Enforcement vs. Rani T. Jarkas'.
Lanfear Capital Advisers, LLC v. Rani Jarkas et al: Arbitration Award
FINRA Arbitration Award in the matter of 'Lanfear Capital Advisers, LLC vs. Rani Jarkas and Global Crown Capital, LLC'.
FINRA v. Rani Jarkas: Complaint
Complaint filed by FINRA's Department of Enforcement against Rani T. Jarkas.
Leonard Becker et al v. Rani Jarkas et al: Arbitration Award
FINRA Arbitration Award in the matter of 'Leonard and Nancy Becker vs. Global Crown Capital and Rani Jarkas'.
Ronnie Moas v. Ehrenkrantz King Nussbaum Inc. et al: Arbitration Award
Arbitration Award in Ronnie Moas v. Ehrenkrantz King Nussbaum Inc., Anthony Ottimo, Thomas Giugliano, Robert Bursky, Michael Berlin, and Robert Bursky before the NASD Dispute Resolution.
Gary B. Liebschner v. Robert Bales et al: Arbitration Award
Arbitration Award in 2003 against Robert Bales, currently suspected of murdering 16 civilians in Afghanistan while serving as a Sergeant in the U. S. Army, and others for defrauding a client.