Sudan

Consent Order in which Mashreqbank PSC, of Dubai, in the United Arab Emirates, agreed to pay a fine of $100 million to the New York State Department of Financial Services for regulatory breaches involving "USD transactions of the Bank relating to Sudan".

Approved Judgment of $11 million in favor of the plaintiff - a whistleblower - against his former employer, Ernst & Young, regarding a claim for negligence involving suspected money laundering by a client, Dubai-based precious metals dealer Kaloti Jewellery International DMCC, in Amjad Rihan v. Ernst & Young Global Limited, Ernst & Young Europe LLP, Ernst & Young (EMEIA) Services Limited, and EYGS LLP at the High Court of Justice, London.

Judgment of $11 million in favor of the plaintiff - a whistleblower - against his former employer, Ernst & Young, regarding a claim for negligence involving suspected money laundering by a client, Dubai-based precious metals dealer Kaloti Jewellery International DMCC, in Amjad Rihan v. Ernst & Young Global Limited, Ernst & Young Europe LLP, Ernst & Young (EMEIA) Services Limited, and EYGS LLP at the High Court of Justice, London.

Forfeiture Complaint for US$92 million in USA v. Commerzbank AG at the U. S. District Court for the District of Columbia.

Criminal Information in USA v. Commerzbank AG and Commerzbank AG New York Branch at the U. S. District Court for the District of Columbia.

Plea Agreement in USA v. BNP Paribas S.A. at the U. S. District Court for the Southern District of New York.

Criminal Information for Conspiracy To Violate the International Emergency Economic Powers Act and the Trading With the Enemy Act in USA v. BNP Paribas S.A. at the U. S. District Court for the Southern District of New York.

Criminal Information in USA v. HSBC Bank USA, NA and HSBC Holdings Plc at the U. S. District Court for the Eastern District of New York.

Letter Requesting Filing of Deferred Prosecution Agreement in USA v. HSBC Bank USA, NA and HSBC Holdings Plc at the U. S. District Court for the Eastern District of New York.