Regulatory

Final Notice by the Financial Conduct Authority regarding Patrick Francis McCreesh.

Public Notice by Guernsey Financial Services Commission announcing regulatory penalties against Marlborough Trust Company Limited, Marlborough Nominees Limited, Nicholas Robert Hannah, Adrian Bradley Howe, David Charles Enevoldsen, and Benjamin John Tustin regarding Arch Guernsey ICC Limited.

Claim Form in Isle of Man Financial Services Authority v. The Eco Resources Fund PCC Plc at the Isle of Man High Court.

Administrative Penalty imposed on Mossack Fonseca & Co. (B.V.I.) Ltd. by the British Virgin Islands Financial Services Commission.

Decision Notice by the Cayman Islands Monetary Authority regarding The Cubex Investment Fund, Ltd.

Decision Notice by the Cayman Islands Monetary Authority announcing the registration cancellation of AAA Venture Fund SPC Limited.

Public Notice by the Mauritius Financial Services Commission announcing the license revocation for Caldora Asset Management Limited.

Public Notice by the Mauritius Financial Services Commission announcing the revocation of licenses of Caldora International Fund PCC.

Press Release headlined 'GFSC to launch major probe into Enterprise Insurance and its Directors' by the Gibraltar Financial Services Commission.

Public Notice by the Mauritius Financial Services Commission announcing that it has withdrawn the authorization of Theseus Property Fund Ltd. to act as a Collective Investment Scheme.

Public Notice by the Mauritius Financial Services Commission announcing the revocation of the Global Business License of Rejuvenation PCC Limited.

Public Notice by the Mauritius Financial Services Commission announcing the suspension of the Manager nd Investment Adviser Licenses of Belvedere Fund Manager Limited.

Regulatory Settlement Agreement in Solicitors Regulation Authority v. Virginia Dabney Hopkins Rylatt.

Public Statement in British Virgin Islands Financial Services Commission v. Keith A. Solomon.

Opinion and Order in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd. and Caledonian Securities Ltd. at the U. S. District Court for the Southern District of New York.

Public announcement by Guernsey Financial Services Commission regarding financial penalties against Louvre Fund Services Limited, Kevin Paul Gilligan, and Charles Peter Gervais Tracy.

Application by David Cosgrove to the Mauritius Financial Services Review Panel for a review of regulatory action taken against him.

Judgment in Solicitors Regulation Authority v. Mark Lorrell at the Solicitors Disciplinary Tribunal.

Amended Public Statement in Guernsey Financial Services Commission v. Bordeaux Services (Guernsey) Limited, Peter Gordon Radford, Neal Anthony Meader, and Geoffrey Robert Tostevin.

Amended Public Statement in Guernsey Financial Services Commission v. Guernsey Insurance Brokers Ltd., Richard Julian Wickins, and David John Merrien.

Press Release by the Bermuda Monetary Authority announcing regulatory penalties against Barrington Investments Limited.

Announcement by the Mauritius Financial Services Commission that Yuvraj Thacoor has been appointed as the liquidator of Lancelot Global PCC, The Four Elements PCC, and Two Seasons PCC.

Amended Complaint in U. S. Securities and Exchange Commission v. Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, Jack Jarrell, and Antonio Buzaneli at the U. S. District Court for the District of Minnesota.

Public Notice by the Mauritius Financial Services Commission announcing the disqualification of Francess Henriette Marie Michelle from holding the office of officer.

Public Notice by the Mauritius Financial Services Commission announcing the revocation of the Management Licence of Belvedere Management Limited.

Public Notice by the Mauritius Financial Services Commission announcing the disqualification of David Dawson Cosgrove of holding the position of an officer.

Decision Notice in Cayman Islands Monetary Authority v. Robert Neil Aspinall.

Public Statement in Jersey Financial Services Commission v. Stephen Andrew Homyard.

Complaint in U. S. Securities and Exchange Commission v. Matrix Capital Markets, LLC and Nicholas M. Mitsakos at the U. S. District Court for the Southern District of New York.

News Release by Guernsey Financial Services Commission announcing the appointment of Administration Managers for Providence Investment Funds PCC Limited and its manager, Providence Investment Management International Limited.

News Release by Guernsey Financial Services Commission announcing regulatory penalties against Martyn Paul Gordon.

Judgment in Solicitors Regulation Authority v. Christopher Hale at the Solicitors Disciplinary Tribunal.

Judgment in Solicitors Regulation Authority v. Duncan Neil Gibbins, Matthew Roy Edmund Dean, and Nicola Klimkowski at the Solicitors Disciplinary Tribunal.

Decision Notice by Cayman Islands Monetary Authority regarding the cancellation of the 'Director' registration of Ryan Kim Ashley Bateman.

SEC's Motion for Default Judgment in U. S. Securities and Exchange Commission v. Interinvest Corporation, Inc. and Hans Peter Black at the U. S. District Court for the District of Massachusetts.

Emergency Motion for a Temporary Restraining Order in U. S. Securities and Exchange Commission v. Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell at the U. S. District Court for the District of Minnesota.

Complaint in U. S. Securities and Exchange Commission v. Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell at the U. S. District Court for the District of Minnesota.

Decision Notice by Cayman Islands Monetary Authority regarding the cancellation of the 'Director' registration of Canover Robert Watson.

Decision Notice by the Cayman Islands Monetary Authority regarding the suspension of the 'Director' registration of Robert Neil Aspinall.

Order in U. S. Securities and Exchange Commission v. Biscayne Capital International LLC, Roberto G. Cortes, Ernesto H. Weisson, Juan Carlos Cortes, and Frank R. Chatburn.

Administrative Proceeding in U. S. Securities and Exchange Commission v. Biscayne Capital International LLC, Roberto G. Cortes, Ernesto H. Weisson, Juan Carlos Cortes, and Frank R. Chatburn.

Warning Notice by the Cayman Islands Monetary Authority against A2 Fund.

Complaint in U. S. Securities and Exchange Commission v. Devon D. Archer, Bevan T. Cooney, Hugh Dunkerley, Jason W. Galanis, John P. Galanis, Gary T. Hirst and Michelle A. Morton at the U. S. District Court for the Southern District of New York.

Directive by the British Virgin Islands Financial Services Commission regarding Mossack Fonseca & Co. (B.V.I.) Ltd.

Notice of Motion to Intervene by Sentinel Trust Services Limited in the U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

Request for Judicial Assistance in U. S. Securities and Exchange Commission v. Samuel E. Wyly and Donald Miller (in his capacity as Independent Executor of the Will and Estate of Charles J. Wyly Jr), Michael C. French, Louis J. Schaufele III, as defendants, and Cheryl Wyly, Evan Acton Wyly, Laurie Wyly Matthews, David Matthews, Lisa Wyly, John Graham, Kelly Wyly O'Donovan, Andrew Wyly, Christiana Wyly, Caroline D. Wyly, Martha Wyly Miller, Donald R. Miller, Jr., in his individual capacity, Charles J. Wyly III, Emily Wyly Lindsey, Jennifer Wyly Lincoln, James W. Lincoln, Persons, Trusts, Limited Partnerships and Other Entities Known and Unknown, filed at the Grand Court of the Cayman Islands.

Administrative Penalty by the British Virgin Islands Financial Services Commission against Mossack Fonseca & Co. (B.V.I.) Ltd.

Public Notice by the Mauritius Financial Services Commission announcing the disqualification of Leonard Pichler from holding the position of officer.

Public Notice by Mauritius Financial Services Commission announcing the revocation of the Broker License and Global Business License of CityGate Securities Limited, which was part of the Belvedere Management Group.

Complaint in U. S. Securities and Exchange Commission v. Guy Gentile at the U. S. District Court for the District of New Jersey.