Regulatory

Harris Trust Private Wealth Management - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Complaint in U. S. Securities and Exchange Commission v. Corey Ribotsky, Daryl Dworkin, and The Nir Group, LLC at the U. S. District Court for the Eastern District of New York.

The Private Bank Group - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Bahamas Supermarkets Limited - Public Notice - Securities Commission of the Bahamas - September 22, 2011

Bridport Advisory - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Dynamic Wealth Management - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Leonor Swiss AG - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Leonor Swiss GmbH - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Mondial Group - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

X'CI X'CHANGE gmbh - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

American Great Lakes Insurance Company Ltd. - Public Statement - BVI Financial Services Commission - September 19, 2011

LEK Equity Holding - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Sinopart Corporation - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Delap Capital Services - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Wolfgang Investment Group - Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority

Advisory Warning - North-West Financial Broker - BVI Financial Services Commission - September 12, 2011

Motion for Preliminary Injunction in U. S. Commodity Futures Trading Commission v. InterForex, Inc. at the U. S. District Court for the Northern District of Illinois.

Luisa Victoria Cabral Smith - Public Statement - Jersey Financial Services Commission - September 7, 2011

Complaint in the U. S. Commodity Futures Trading Commission v. InterForex, Inc. at the U. S. District Court for the Northern District of Illinois.

British Columbia Securities Commission Executive Director's Bulletin: Securities regulator issues notice of hearing alleging that unregistered Bahamian company Gibraltar Global Securities Inc. engaged in misconduct.

Gibraltar Global Securities Inc. - Notice of Hearing - British Columbia Securities Commission - September 6, 2011

Bank EFG AG - Unauthorized Institutions - Swiss Financial Market Supervisory Authority

Kuefer International - Unauthorized Institutions - Swiss Financial Market Supervisory Authority

Stanton & Rose Partners - Unauthorized Institutions - Swiss Financial Market Supervisory Authority

Domain WHOIS - cartwrightinvestmentgroup.com

Domain WHOIS - carringtonnoble.com

Update on status of returned and unreturned political contributions made by Allen Stanford and related parties to politicians and political groups in the USA, prepared by Ralph Janvey, Receiver for Stanford Financial Group and related parties.

Swiss Unique GmbH - Unlicensed Institutions - Swiss Financial Market Supervisory Authority

Timothy John Tindall - Public Statement - Jersey Financial Services Commission - July 6, 2011

Public Statement about Advantage Finance European Futures Fund Ltd. by the British Virgin Islands Financial Services Commission.

Advisory Warning about Ultimarkets Trading Solutions Ltd. issued by the British Virgin Islands Financial Services Commission.

Advisory Warning against SMG Assurance Limited issued by the British Virgin Islands Financial Services Commission.

Advisory Warning about Advantage Finance European Futures Fund Ltd. issued by the British Virgin Islands Financial Services Commission.

Advisory Warning about Sharp Courage Global Limited issued by the British Virgin Islands Financial Services Commission.

Advisory Warning about Guardian International Limited issued by the British Virgin Islands Financial Services Commission.

Cartwright Investment Group - Unauthorized institutions - Swiss Financial Market Supervisory Authority

The Tunisia (Restrictive Measures) (Overseas Territories) Order 2011 - Advisory Warning - British Virgin Islands Financial Services Commission.

Advisory Warning - The Libya (Restrictive Measures) (Overseas Territories) Order, 2011 - British Virgin Islands Financial Services Commission.

Advisory Warning about Telerad Property & Casualty Insurance Corporation issued by the British Virgin Islands Financial Services Commission.

Advisory Warning about Harborlight FAB Fund Ltd. issued by the British Virgin Islands Financial Services Commission.

Advisory Warning about Aerolite Ltd. issued by the British Virgin Islands Financial Services Commission.

Bright Bridge Wealth Management Inc. - Unauthorized Institutions - Swiss Financial Market Supervisory Authority

Baseler Bankgesellschaft - Unauthorized Institutions - Swiss Financial Market Supervisory Authority

Superseding Indictment filed by the USA against Robert Allen Stanford at the U. S. District Court for the Southern District of Texas.

Complaint in SEC v. Magnum d'Or Resources, Inc., Joseph Glusic, Shannon Allen, David Della Sciucca, Jr., and Dwight Flatt at the U. S. District Court for the Southern District of Florida.

Duncan Frank Ellis Jones - Disqualified Directors - Isle of Man Financial Supervision Commission

Final Judgment in U. S. Securities and Exchange Commission v. Video Without Boundaries, Inc., d.b.a. China Logistics Group, Inc.; David J. Aubel, and Vernon Jeffrey Harrell at the U. S. District Court for the Southern District of Florida.

WaterInvestment.net - Public Notice - Securities Commission of the Bahamas - March 31, 2011

Progressive Management Limited - Public Notice - Securities Commission of the Bahamas - March 31, 2011

Life Group International - Public Notice - Securities Commission of the Bahamas - March 31, 2011