Corporate Services

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    Rose Financial LP et al v. Amicorp (BVI) Trustees Ltd. et al: Claim Form (‘Dishonest Assistance’)

    Claim Form alleging "dishonest assistance of the breaches of Mr Fernando Haberer" in Rose Financial Limited Partnership, Silesia Limited Partnership, Clodi Holdings Limited, and Rado Limited Partnership v. Amicorp (BVI) Trustees Limited, Amicorp (Barbados) Limited, Amicorp Curaçao B.V., Amicorp Management Limited, Amicorp Mexico S.A. de C.V. SOFOM, E.N.R., Amicorp New Zealand Limited, Amicorp Trustees (New Zealand) Limited, SGG Management (BVI) Ltd., and IQ EQ Management (Curaçao) N.V., formerly known as SGG Management (Curaçao) N.V. at the British Virgin Islands High Court.

    Paget-Brown Financial Services Ltd. v. Cayman Islands Registrar of Companies: Notice of Originating Motion (‘$100K Illegal Fine’)

    Notice of Originating Motion regarding a $100,000 fine imposed by the Registrar of Companies "for alleged breach of the obligation under section 261(2) of the Companies Act (2023 Revision) to file beneficial ownership information in relation to companies for which it provided services" in Paget-Brown Financial Services Limited v. The Registrar of Companies, Cindy Jefferson-Bulgin, and The Competent Authority in Relation to Appeals, Dax Basdeo, PhD, JP, Chief Officer, Ministry of Financial Services and Commerce, at the Grand Court of the Cayman Islands.

    Andrew Hicks: Disqualification (Jersey)

    Public Statement by the Jersey Financial Services Commission that it has issued an industry ban against Andrew Mark Hicks for his conduct regarding "Lutea Holdings Limited and Lutea Trustees Limited", described as "a Jersey-regulated trust company business" of which he was "a long-standing principal person".

    Nicola Hodge: Disqualification (Jersey)

    Public Statement by the Jersey Financial Services Commission that it has issued an industry ban against Nicola Marguerite Hodge for her conduct regarding "Lutea Holdings Limited and Lutea Trustees Limited", described as "a Jersey-regulated trust company business" of which she was "a long-standing principal person".

    Deborah Ellis et al: Penalties (Guernsey)

    Public Notice by the Guernsey Financial Services Commission regarding penalties against Chamberlain Heritage Services Limited and Deborah Anne Ellis.

    Fuchs & Associés Finance SA: Dissolution & Liquidation (Luxembourg)

    Press Release by the Luxembourg CSSF that it has revoked the license of "investment firm" Fuchs & Associés Finance S.A. due to "serious breaches of essential legal and regulatory requirements" and that the Luxembourg District Court had ordered the "dissolution and judicial liquidation" of the company.

    Trevor Kelham et al: Disqualification & Fines (Guernsey)

    Public Statement by the Guernsey Financial Services Commission that it has imposed a fine of £45,000 and disqualification on Trevor James Kelham, a resident of Arizona, USA, and a fine of £13,500 on Sarah Jayne Sarre for regulatory breaches.

    Ian Domaille et al: Guernsey FSC Review

    Public Announcement by the Guernsey Financial Services Commission that it is "preparing to ask the Guernsey Court of Appeal to review legal aspects of the judgment handed down" by The Royal Court of Guernsey in Ian Charles Domaille, Ian Geoffrey Clarke, and Margaret Helen Hannis v. Guernsey Financial Services Commission.

    Karl Cini: Prohibition (Malta)

    Public Notice by the Malta Financial Services Authority that it has prohibited Karl Cini "from accepting any new positions" while "criminal proceedings against Mr. Cini are ongoing".

    Brian Tonna: Prohibition (Malta)

    Public Notice by the Malta Financial Services Authority that it has prohibited Brian Tonna "from accepting any new positions" while "criminal proceedings against Mr. Tonna are ongoing".

    ILS Fiduciary (BVI) Ltd.: $35K Fine

    Public Notice by the British Virgin Islands Financial Services Commission that it has imposed a fine of $35,000 on ILS Fiduciary (BVI) Limited for a regulatory breach.

    Suzanne Collins: Public Statement (Isle of Man)

    Public Statement by the Isle of Man Financial Services Authority regarding Suzanne Margaret Collins and her conduct as "Head of Compliance" of Corporate Options Limited, later known as Parcville Limited.

    Parcville Ltd.: Public Statement (Isle of Man)

    Public Statement by the Isle of Man Financial Services Authority "concerning the regulatory investigation of the Isle of Man Financial Services Authority in respect of Parcville Limited, formerly known as Corporate Options Limited, and the associated outcomes", including the imposition of prohibitions on Gerald Chase, Paul Chase, and Lee Murphy.

    Lorraine Falzon: Disqualification

    Public Notice by the Malta Financial Services Authority that it has imposed a corporate disqualification on Lorraine Falzon for not being "fit and proper".

    Matthew Pace: Disqualification

    Public Notice by the Malta Financial Services Authority that it has imposed a corporate disqualification on Matthew Pace for not being "fit and proper".

    Christopher Byrne: Disqualification

    Public Statement by the Jersey Financial Services Commission that it has imposed a corporate disqualification on Christopher Paul Byrne, who was sentenced to "a seven year custodial sentence" in 2018 after being "convicted of several offences relating to his conduct as a financial adviser".
    Intertrust v. CIMA

    Intertrust Cayman agrees to pay CI$5M to settle regulatory action

    Cayman Islands corporate services provider Intertrust has abandoned its legal challenge against a fine of CI$4.2 million imposed by the Cayman Islands Monetary Authority, agreeing to pay not only the full amount of the fine but an additional CI$767,392 towards the regulator's legal fees.

    The Incredible Story of Arif Naqvi & The Abraaj Group

    In this video, we will discuss how the global elite was duped by a capitalist fairytale and shine a light on efforts to clean up global capital flows even as opaque private equity firms amass trillions of dollars and offshore tax havens cast a veil of secrecy which prevents regulators, investors and citizens from understanding what’s really going on in the finance industry.

    Quijano & Associates (BVI) Ltd.: $30K Fine

    Public Notice by the British Virgin Islands Financial Services Commission that it has imposed a fine of $30,000 on Quijano & Associates (BVI) Limited for regulatory breaches.

    Geoffrey Trebert: £87.5K Fine & Ban

    News Release by the Guernsey Financial Services Commission that it has imposed a fine of £87,500 and disqualification on Geoffrey John Trebert for "his failure to meet the Minimum Criteria for Licensing".