Listed Securities

Complaint alleging insider trading by the defendant "while employed at an international law firm with an office in Washington, D.C." while employed there "as a visiting international attorney from Brazil" in U.S. Securities and Exchange Commission v. Romero Cabral da Costa Neto at the U.S. District Court for the District of Columbia.

Petition for the Court's Sanction of a Scheme of Arrangement in the matter of IMAX China Holding Inc. at the Grand Court of the Cayman Islands.

Complaint alleging securities fraud regarding "his private sale of restricted common stock in ECom Products Group Corporation, a Florida corporation that purportedly owns, consolidates, and manages e-commerce platforms" in U.S. Securities and Exchange Commission in Andrew Wyles Waters, a citizen of Australia, as Defendant, and Helen Q. Waters, a citizen of Australia, as Relief Defendant, at the U.S. District Court for the Central District of California.

Petition for the Court's Sanction of a Scheme of Arrangement in the matter of Trigiant Group Limited at the Grand Court of the Cayman Islands.

Chapter 15 Petition for Recognition of Foreign Main Proceedings in the British Virgin Islands and Hong Kong by Jimmy Fong, as the Foreign Representative of China Evergrande Group, of the Cayman Islands, and Tianji Holdings Limited, of Hong Kong, and Anna Silver, as the Foreign Representative of Scenery Journey Limited, of the British Virgin Islands, all of which are part of a group that is "principally engaged in property development, property investment, property management, new energy vehicle development and production, and cultural tourism business in China", filed at the U.S. Bankruptcy Court for the Southern District of New York.

Complaint in Sean Riley v. Triton International Limited, of Bermuda; Brian M. Sondey, Robert W. Alspaugh, Annabelle Bexiga, Malcom P. Baker, Claude Germain, Kenneth Hanau, John S. Hextall, Terri A. Pizzuto, Niharika Ramdev, Robert I. Rosner, and Simon R. Vernon at the U.S. District Court for the Southern District of New York.

Winding Up Petition in Osman Mohammed Arab and Lai Wing Lun, of RSM Corporate Advisory (Hong Kong) Limited v. GSN Corporations Limited at the Grand Court of the Cayman Islands.

Petition for the Court's sanction of a Scheme of Arrangement in the matter of E-House (China) Enterprise Holdings Limited, described as "the ultimate holding company of a group of more than 300 companies that primarily carries on the business of real estate agency services, real estate data and consulting services and real estate brokerage network services in the People's Republic of China", at the Grand Court of the Cayman Islands.

Petition in the matter of E&P Global Holdings Limited at the Grand Court of the Cayman Islands.

Petition for Court Supervision of a Voluntary Liquidation in the matter of Aries I Acquisition Corporation (in Voluntary Liquidation) at the Grand Court of the Cayman Islands.

First Amended Class Action Complaint "that arises out of Defendants’ deceptive practices in connection with its flights, including: the airline’s refusal to refund consumers for covid-induced cancellations, and Defendants’ issuing travel funds for non-existent flights and implementing an expiration date on “Travel Bank” funds" in Danielle Yoshimura v. Virgin Group Limited, of England; Virgin Holdings Limited, of England, and Bain Capital LP, of USA, at the U.S. District Court for the Central District of California.

Arraignment and Appearance Bond in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

Complaint that "involves billionaire investor Lewis illegally tipping material nonpublic information to his then girlfriend, Carter, and his longtime private pilots, O’Connor and Waugh, so that each would use this information to execute trades" in U.S. Securities and Exchange Commission v. Joseph C. Lewis, a.k.a. Joe Lewis, described as "a British citizen who resides principally in The Bahamas"; Carolyn W. Carter, Patrick J. O'Connor, and Bryan L. Waugh, as Defendants, and Jean J. O'Connor, as Relief Defendant, at the U.S. District Court for the Southern District of New York.

Complaint "to recoup the substantial funds - at least hundreds of millions of dollars - that insiders brazenly stole from Global Cord Blood" in MW Gestion and MW Optimum, derivatively and on behalf of nominal defendant Global Cord Blood Corporation, of the Cayman Islands v. Golden Meditech Holdings Limited, of the Cayman Islands; Ting (Tina) Zheng, Albert Chen, Yuen Kam, Mark Da-Jian Chen, Jennifer J. Weng, Ken Lu, Jack Chow, Jacky Cheng, all of Hong Kong; Celenkos Inc., of Delaware; Golden Meditech Stem Cells (BVI) Company Limited, GM Precision Medicine (BVI) Limited, of the British Virgin Islands; Golden Meditech (BVI) Company Limited, all of the British Virgin Islands; Easton Capital Corp., and Redwood Valuation Partners, both of New York, USA, at the Supreme Court of the State of New York, County of New York.

Bahamas-based, British "billionaire businessman and investor" and majority beneficial owner of Tottenham Hotspur Football Club in England, Joe Lewis, 86, has been criminally indicted in the United States on 19 counts of securities fraud between 2013 and 2021 involving publicly-listed companies in the U.S. and Australia.

Application for an order requiring compliance with administrative subpoena for an investigation into "potential insider trading in the securities of The ODP Corporation d/b/a Office Depot", in U.S. Securities and Exchange Commission v. Brandon Charnas at the U.S. District Court for the Southern District of Florida.

Superseding Indictment alleging “multiple schemes to violate the securities laws through insider trading and submitting false and misleading filings with the United States Securities and Exchange Commission” in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas; Patrick O'Connor, and Bryan Waugh, a.k.a. Marty Waugh, at the U.S. District Court for the Southern District of New York.

Criminal Indictment alleging "multiple schemes to violate the securities laws through insider trading and submitting false and misleading filings with the United States Securities and Exchange Commission" in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

Complaint in alameda Research Ltd., of the British Virgin Islands, and FTX Trading Ltd., of Antigua and Barbuda v. Platform Life Sciences Inc., of Canada; Lumen Bioscience Inc., GreenLight Biosciences Holdings PBC, Riboscience LLC, Genetic Networks LLC, 4J Therapeutics Inc., Latona Biosciences Group, of the Bahamas; FTX Foundation, Samuel Bankman-Fried, Ross Rheingans-Yoo, and Nicholas Beckstead at the U.S. District Court for the District of Delaware.

Complaint alleging "breach of fiduciary duty and a series of false and misleading statements and filings made both in public, and privately to third parties, including potential investors, shareholders, auditors, and tax authorities" in Capana Swiss Advisors AG and AmeriMark Automotive AG, both of Switzerland v. Rymark Inc., Nicholas Thayne Markosian, John Kirkland, and Vicky Small at the U.S. District Court for the District of Utah.

Petition in the matter of Suntop Investments Limited at the Grand Court of the Cayman Islands.

Petition for the Court's sanction of a Scheme of Arrangement in the matter of Golden Eagle Retail Group Limited at the Grand Court of the Cayman Islands.

Petition in the matter of Regent Pacific Group Limited at the Grand Court of the Cayman Islands.

Opinion and Dismissal Order in Nano Dimension Ltd., described as “an Israel-based manufacturer with operations in Israel, the United States, Switzerland, the United Kingdom, the Netherlands, and Australia” v. Murchinson Ltd., of Canada; EOM Management Ltd., of Bermuda; Nomis Bay Ltd., of Bermuda; BPY Limited, of Bermuda; Anson Advisors Inc., of Canada; Anson Funds Management LP, of Texas, USA; Anson Management GP LLC, of Texas, USA; Boothbay Fund Management LLC, of New York, USA; Boothbay Absolute Return Strategies LP, of Delaware, and Boothbay Diversified Alpha Master Fund LP, of New York, at the U.S. District Court for the Southern District of New York.

Class Action Complaint alleging violations of the Securities Act of 1933 "with respect to Defendant's offering and soliciting shareholders of Hub Cyber Security (Israel) Ltd. to exchange their investments in Legacy HUB for the Company’s common stock in connection with the Legacy HUB’s merger with Mount Rainier Acquisition Corp." in Efrat Investments LLC v. Hub Cyber Security Ltd., of Israel, at the U.S. District Court for the Southern District of New York.

Petition to Confirm Arbitral Award in Omni Bridgeway Limited, of Australia, in its capacity as appointed agent and investment manager for Omni Bridgeway (Fund 2) Pty. Ltd. and Omni Bridgeway (Fund 3) Pty. Ltd., as assignee for Cayman Islands-domiciled GBC Oil Company Ltd. v. The Ministry of Infrastructure and Energy of the Republic of Albania, The National Agency of Natural Resources of the Republic of Albania, and Albpetrol SH.A., all of Albania, at the U.S. District Court for the District of Columbia.

Petition for the Court's sanction of a Scheme of Arrangement in the matter of Dali Foods Group Company Limited at the Grand Court of the Cayman Islands.

Writ of Summons in Sigma Global Fund SPC-Asia High Yield Fixed Income SP and Sigma Global Fund SPC-CHI Acquisition Corporation I SP v. Gorilla Technology Group Inc. at the Grand Court of the Cayman Islands.

Complaint alleging securities fraud by Kairos Investment Management Company LLC, of Delaware, and Kairos Manford Private Equity Fund I LP, of the British Virgin Islands v. J.P. Morgan Securities LLC and JPMorgan Chase & Co. at the U.S. District Court for the Central District of California.

First Amended Complaint alleging a “scheme to manipulate the public trading of Nano’s stock in violation of U.S. securities laws” by “consortium of hedge fund short-sellers” in Nano Dimension Ltd., described as “an Israel-based manufacturer with operations in Israel, the United States, Switzerland, the United Kingdom, the Netherlands, and Australia” v. Murchinson Ltd., of Canada; EOM Management Ltd., of Bermuda; Nomis Bay Ltd., of Bermuda; BPY Limited, of Bermuda; Anson Advisors Inc., of Canada; Anson Funds Management LP, of Texas, USA; Anson Management GP LLC, of Texas, USA; Boothbay Fund Management LLC, of New York, USA; Boothbay Absolute Return Strategies LP, of Delaware, and Boothbay Diversified Alpha Master Fund LP, of New York, at the U.S. District Court for the Southern District of New York.

Class Action Complaint in Larry Bergmann v. GDS Holdings Limited, described as a Cayman Islands-domiciled, China-based company that "purports to be "a leading developer and operator of high-performance data centers in China and South East Asia""; William Wei Huang, and Daniel Newman at the U.S. District Court for the Central District of California.

Depositors claiming to be owed $38 million have applied to wind up the Cayman Islands branch of California-headquartered Silicon Valley Bank at the Grand Court of the Cayman Islands.

Director Details for UP Fintech Holding Limited, obtained from the Cayman Islands General Registry on June 20th, 2023.

Class Action Complaint in Lavale Burns v. UP Fintech Holding Limited, described as a Cayman Islands company based in China; Tianhua Wu, andJohn Fei Zeng at the U.S. District Court for the Central District of California.

Class Action Complaint alleging securities fraud in William Bazzelle Sr. v. NovoCure Limited, described as being domiciled in Jersey, in the Channel Islands, and managed in Switzerland; William Doyle, and Asaf Danziger at the U.S. District Court for the Southern District of New York.

Second Amended Complaint in Dagan Investments LLC v. First High-School Education Group Co. Ltd., described as a Cayman Islands-domiciled "for-profit education company that operates a network of schools in the People’s Republic of China"; Shaowei Zhang, Lidong Zhu, Guangzhou Zhao, Yuanlin Hu, Longwater Topco BV, EQT Mid Market Asia III Limited Partnership, EQT Mid Market Asia III GP BV, EQT Fund Management Sàrl, of Luxembourg; Colleen A. DeVries, Cogency Global Inc., The Benchmark Company LLC, Valuable Capital Group Limited, TFI Securities and Futures Limited, AMTD Global Markets Limited, Maxim Group LLC, Boustead Securities LLC, Futu Inc., US Tiger Securities Inc., and Fosun Hani Securities Limited at the U.S. District Court for the Southern District of New York.

Petition for Appointment of Restructuring Officers in the matter of Differ Group Auto Limited, described as a Cayman Islands "investment holding company" based in China and Hong Kong, at the Grand Court of the Cayman Islands.

Second Amended Complaint in Roadget Business Pte Ltd., of Singapore v. PDD Holdings Inc., formerly known as Pinduoduo Inc., described as a Cayman Islands company based in Ireland, and WhaleCo Inc., of Delaware, at the U.S. District Court for the Northern District of Illinois.

Complaint alleging "a fraudulent scheme to sell stock to the public" involving entities or individuals in or from the Cayman Islands, Latvia, Mexico, Philippines, Russia, and USA in U.S. Securities and Exchange Commission v. Joseph A. Padilla, described as "a United States citizen who has held permanent resident visas in Mexico and Russia", and Kevin C. Dills, as Defendants, and Bright Star International Inc., Life Sciences Journeys Inc., Carlos Hernandez, Jamie Quick, Ashley Robinson, and Arlene Sandoval, as Relief Defendants, at the U.S. District Court for the District of Massachusetts.

Class Action Complaint in Jennifer Henry v. Futu Holdings Limited, described as a Cayman Islands-domiciled, Hong Kong-based company that "purports to be "an advanced technology company transforming the investing experience by offering fully digitalized financial services""; Leaf Hua Li, and Arthur Yu Chen at the U.S. District Court for the District of New Jersey.

Petition in the matter of International Entertainment Corporation at the Grand Court of the Cayman Islands.

Class Action Complaint alleging securities fraud in Kenny Baker v. Barclays Plc, Barclays Bank Plc, James E. Staley, C.S. Venkatakrishnan, Tushar Morzaria, Steven Ewart, Tim Throsby, Anna Cross, Nigel Higgins, Alex Thursby, Helen Keelan, Héléne Vletter-Van Dort, Jeremy Scott, and Maria Richter at the U.S. District Court for the Southern District of New York.

Class Action Complaint alleging securities fraud in David Rigo Fernandez v. DouYu International Holdings Limited, described as a Cayman Islands company that "purports to be “a leading game-centric live streaming platform in China and a pioneer in the eSports value chain"; Shaojie Chen, and Mingming Su at the U.S. District Court for the District of New Jersey.

Complaint alleging the loss of crypto valued at $20,108 due to fraud in David Nyarko v. Coinbase Inc. and Does 1-12 at the Supreme Court of the State of New York, County of New York.

Director Details for China Beidahuang Industry Group Holdings Limited, obtained from the Cayman Islands General Registry on June 4th, 2023.

Petition in the matter of China Bozza Development Holdings Limited, formerly known as China AgroForestry Low-Carbon Holdings Limited, at the Grand Court of the Cayman Islands.

Winding Up Petition in Zhen Qiu, a resident of China v. China Beidahuang Industry Group Holdings Limited, a Cayman Islands company based in Hong Kong, at the Grand Court of the Cayman Islands.

Administrative Order by the U.S. Securities and Exchange Commission imposing a fine of $1.4 million on RTW Investments LP for regulatory breaches involving entities in the Cayman Islands, Guernsey, and USA.

Class Action Complaint in Gregory A. Stevenson v. Richard E. Thornburgh, Bradley W. Dougan, John G. Popp, Brian Chin, Jay Kim, Albert Sohn, Mirko Bianchi, Urs Rohner, John Tiner, Severin Schwan, Iris Bohnet, Lydie Hudson, Kaikhushru S. Nargolwala, Seraina Macia, Joaquin J. Ribeiro, Michael Klein, Noreen Doyle, James L. Amine, Eric Varvel, Romeo Cerutti, David L. Miller, David R. Mathers, Lara J. Warner, Timothy P. O'Hara, Robert S. Shafir, Pamela A. Thomas-Graham, Sean T. Brady, Robert Jain, Philip Vasan, Credit Suisse Holdings (USA) Inc., Credit Suisse Securities (USA) LLC, Credit Suisse Capital LLC, Credit Suisse Management LLC, KPMG LLP, KPMG LLC, Paul Knopp,, William Thomas, Larry Bradley, Laura M. Newinski, Regina H. Mayor, John B. Veihmeyer, Brian J. Sweet, David Britt, Scott Marcello, David Middendorf, Thomas Whittle, Cynthia Holder, and Jeffrey Wada at the U.S. District Court for the Southern District of New York.