Listed Securities

    SHOWING:

    151 to 200 of 2365 results
      

    Sort By:

    Search

    Filter By:

    Topics

    show more show less

    Jurisdictions

    show more show less

    Allegations

    show more show less

    Events

    Louis Zhao v. Eqonex Ltd. et al: Amended Class Action Complaint (‘Crypto Fraud’)

    Amended Class Action Complaint in Louis Zhao v. Eqonex Limited, described as “a Singapore-domiciled digital assets financial services company”; Binance Group, described as “the world’s leading blockchain ecosystem and cryptocurrency infrastructure provider”; Bitfinity UAB, described as “a payments technology company, incorporated in the Republic of Lithuania”; Jonathan Farnell, Daniel Ling, Almira Gemmell, Yu Helen Hai, and Changpeng Zhao at the U.S. District Court for the Southern District of New York.

    Video: The Digital Elephant in the Room: Are Crypto Tokens Securities?

    In this video, our panelists discuss an unanswered question on which billions of dollars ride: Are crypto tokens securities as a matter of law? "The Digital Elephant in the Room: Are Crypto Tokens Securities?”, © 2023 OffshoreAlert. Recorded on April 24, 2023, at OffshoreAlert Miami.

    SEC v. Lee Cohen: Complaint (‘HD View 360 Securities Fraud’)

    Complaint alleging "a fraudulent scheme to manipulate trading in the stock of HD View 360 Inc., a now-defunct microcap company" that was based in Miami, Florida." in U.S. Securities and Exchange Commission v. Lee Cohen, a citizen of the United Kingdom who resided in the Philippines, at the U.S. District Court for the Eastern District of New York.

    Murchinson Ltd. et al v. Nano Dimension Ltd. et al: Complaint

    Complaint in Murchinson Ltd., EOM Management Ltd., Nomis Bay Ltd., of Bermuda, and BPY Limited, of Bermuda v. Nano Dimension Ltd., of Israel; Yoav Stern, Amit Dror, Simon Anthony-Fried, Chianna Caspi, Oded Gera, Roni Kleinfeld, J. Christopher Moran, and Yoav Nissan-Cohen, Igal Rotem at the U.S. District Court for the Southern District of New York.

    Todd Augenbaum v. Anson Investments Master Fund LP et al: Amended Complaint

    Amended Complaint in Todd Augenbaum v. Anson Investments Master Fund LP, of the Cayman Islands; Brio Capital Master Fund Ltd., of the Cayman Islands; Brio Select Opportunities Fund LP, CVI Investments Inc., Empery Asset Master Ltd., of the Cayman Islands; Empery Debt Opportunity Fund LP, Empery Tax Efficient LP, Empery Asset Management LP, Iroquois Master Fund Ltd., of the Cayman Islands; Iroquois Capital Investment Group LLC, L1 Capital Global Opportunities Master Fund, of the Cayman Islands; M3A LP, Richard Molinsky, and Genius Brands International Inc. at the U. S. District Court for the Southern District of New York.

    Oasis Investments II Master Fund Ltd. v. Michael Yoshino et al: Discovery Application (Cayman Islands)

    Application by Oasis Investments II Master Fund Ltd. to take discovery from Michael Yoshino, Pleiad Asia Master Fund, Pleiad Asia Equity Master Fund, and Pleiad Investment Advisors Limited for use in an "appraisal proceeding" involving "the fair value of the shares of New Frontier Health Corporation" in the Cayman Islands, filed at the U.S. District Court for the Southern District of New York.

    507 Summit LLC v. Hisayuki Idekoba: Discovery Application (Cayman Islands)

    Application by 507 Summit LLC vto take discovery from Hisayuki Idekoba for use in "an appraisal proceeding" in the Cayman Islands involving "51job, Inc., a China-based, Cayman incorporated company that traded on the NASDAQ stock exchange in New York City", filed at the U.S. District Court for the Western District of Texas.

    Julie Greenberg et al v. Rupert Murdoch et al: Complaint (‘Fox News Election Lies’)

    Stockholder Derivative Complaint alleging "breaches of fiduciary duty by seven members of the Board of Directors of Fox Corp." in Julie R. Greenberg, as Trustee of The Julie R. Greenberg Revocable Trust U/A Dated 05/07/2010, and Carylin Riak v. K. Rupert Murdoch, Lachlan Murdoch, Charles G. Carey, a.k.a. Chase Carey; Jacques A. Nasser, Anne Dias, Roland A. Hernandez, and Paul A. Ryan, as Defendants, and Fox Corporation, as Nominal Defendant, at the Court of Chancery for the State of Delaware.

    Louis Zhao v. Eqonex Ltd. et al: Class Action Complaint (‘Crypto Fraud’)

    Class Action Complaint in Louis Zhao v. Eqonex Limited, described as "a Singapore-domiciled digital assets financial services company"; Binance Group, described as "the world’s leading blockchain ecosystem and cryptocurrency infrastructure provider"; Bitfinity UAB, described as "a payments technology company, incorporated in the Republic of Lithuania"; Jonathan Farnell, Daniel Ling, Almira Gemmell, Yu Helen Hai, and Changpeng Zhao at the U.S. District Court for the Southern District of New York.

    Credit Europe Bank (Dubai) Ltd. v. B. R. Shetty: Summary Judgment Motion (‘$9.3M Dubai Judgment Recognition’)

    Notice of Motion of Summary Judgment in Lieu of Complaint for the recognition of a $9.3 million judgment issued by the Court of First Instance of the Dubai International Financial Center in Credit Europe Bank (Dubai) Ltd., of Dubai, United Arab Emirates v. Bavaguthu Raghuram Shetty, a.k.a. B. R. Shetty, described as "a billionaire" citizen of India residing in Abu Dhabi, United Arab Emirates, at the Supreme Court of the State of New York, County of New York.

    Catherine St. Jean v. Richard Branson et al: Complaint (‘Insider Trading’)

    Stockholder Derivative Complaint alleging breach of fiduciary duty by insider trading and unjust enrichment in Catherine St. Jean v. Richard Branson, described as a citizen of the British Virgin Islands; Michelle Kley, Craig Kreeger, and Chamath Palihapitiya, as Defendants, and Virgin Galactic Holdings Inc., as Nominal Defendant, at the U.S. District Court for the Eastern District of New York.

    Axtra LLC et al v. AXIA Issuer Inc. et al: Amended Complaint (‘Crypto Fraud’)

    Amended Complaint alleging "a scheme to defraud Plaintiffs and other potential investors by a collection of sophisticated international entities and individuals through the operation of a cryptocurrency project" in Axtra LLC, of Wyoming, and The AXIA-Axtra Trust, described as “a unit trust formed under the laws of the Cayman Islands” v. AXIA Issuer Inc., of the British Virgin Islands; AXIA Foundation Inc., described as “purportedly a not-for-profit entity governed under the laws of the Commonwealth of Dominica”, and Berkower LLC, of New Jersey, at the U.S. District Court for the District of Wyoming.

    SEC v. Gannon Giguiere: Judgment

    Judgment in U.S. Securities and Exchange Commission v. Gannon Giguiere at the U.S. District Court for the Southern District of California.

    Scott Crabtree et al v. Aon Insurance Managers (Bermuda) Ltd.: Complaint (‘$2.9M Dividends Scam’)

    Complaint "to recover dividends owned by Plaintiffs that were entrusted to the control and/or custody of Aon for distribution to Plaintiffs located in the United States" but, instead, were allegedly transferred to "accounts controlled by ... Hackers" in Scott A. Crabtree, A. Joseph Wilkins Jr., Timothy Pohanka, The Pohanka Grandchildren's IRR Trust, and The Geoffrey P. Pohanka 2004 Family Trust v. Aon Insurance Managers (Bermuda) Ltd., of Bermuda, and John Does at the U.S. District Court for the Eastern District of Virginia.

    SEC v. Gannon Giguiere et al: Second Amended Complaint

    Second Amended Complaint alleging "a series of fraudulent schemes conducted by the Defendants in the common stock of three penny-stock issuers - Kelvin Medical, Inc. (“KVMD”), Arias Intel Corp. (f/k/a First Harvest Corp.) (“ASNT”), and Eco Science Solutions, Inc." in U.S. Securities and Exchange Commission v. Gannon Giguiere, of Newport Coast, California, USA; Oliver-Barret Lindsay, described as "a Canadian citizen who resides in Grand Cayman, Cayman Islands"; Andrew Hackett, described as "a dual U.S.-Canadian citizen who resides in Toronto, Canada"; Kevin Gillespie, of Lutz, Florida, USA, and Annetta Budhu, of New York, New York, USA, at the U.S. District Court for the Southern District of California.

    Universal Entertainment Corporation et al v. Alexander Eiseman et al: Complaint

    Complaint in Universal Entertainment Corporation, of Japan; UE Resorts International Inc., of Philippines, and Tiger Resort Leisure and Entertainment Inc., of Philippines v. Alexander Eiseman, Zama Capital Advisors LP, Zama Capital Strategy Advisors LLC, and Christian Littlejohn at the U.S. District Court for the Southern District of New York.

    Marc Chan et al v. ArcSoft Inc. et al: Third Amended Complaint (‘Securities Fraud’)

    Third Amended Complaint alleging securities fraud in Marc Chan, a citizen of Canada; Lei Li, of Hong Kong; Strong Wealth Investment Limited, of the British Virgin Islands, and Pacific Smile Limited, of the British Virgin Islands v. ArcSoft Inc., described as "a software company whose primary business is licensing software and algorithms to the manufacturers of smartphones and consumer electronics", and Michael Deng at the U.S. District Court for the Northern District of California.

    Virgin Orbit Holdings Inc. et al: Chapter 11 Petition

    Chapter 11 Petition by Virgin Orbit Holdings Inc., JACM Holdings inc., Vieco USA Inc., Virgin Orbit LLC, and Virgin Orbit National Systems LLC, filed at the U.S. Bankruptcy Court for the District of Delaware.

    Nano Dimension Ltd. v. Murchinson Ltd. et al: Complaint (‘Securities Fraud’)

    Complaint alleging a "scheme to manipulate the public trading of Nano's stock in violation of U.S. securities laws" by "consortium of hedge fund short-sellers" in Nano Dimension Ltd., described as "an Israel-based manufacturer with operations in Israel, the United States, Switzerland, the United Kingdom, the Netherlands, and Australia" v. Murchinson Ltd., of Canada; EOM Management Ltd., of Bermuda; Nomis Bay Ltd., of Bermuda; BPY Limited, of Bermuda; Anson Advisors Inc., of Canada; Anson Funds Management LP, of Texas, USA; Anson Management GP LLC, of Texas, USA; Boothbay Fund Management LLC, of New York, USA; Boothbay Absolute Return Strategies LP, of Delaware, and Boothbay Diversified Alpha Master Fund LP, of New York, at the U.S. District Court for the Southern District of New York.

    SEC v. Justin Sun et al: Complaint (‘Crypto Fraud’)

    Complaint alleging securities fraud involving crypto in U.S. Securities and Exchange Commission v. Justin Sun, described as "a Chinese national and crypto asset entrepreneur"; Tron Foundation Limited, of Singapore; BitTorrent Foundation Ltd., of Singapore; Rainberry Inc., Austin Mahone, described as "a U.S. citizen and a singer and songwriter residing in Miami, Florida", and Deandre Cortez Way, a.k.a. Soulja Boy, a U.S. citizen and a singer and record producer residing in Calabasas, California", at the U.S. District Court for the Southern District of New York.

    Orbis Capital Ltd. et al v. Geisha Williams et al: Complaint (‘PG&E Corp. Securities Fraud’)

    Complaint alleging securities fraud involving PG&E Corporation in Orbis Capital Limited, of the British Virgin Islands; Orbis Global Balanced Fund, of Australia; Orbis Global Equity Fund, of Australia; Orbis Global Equity LE Fund, of Australia; Orbis Global Equity Fund Limited, of Bermuda; Orbis Institutional Global Equity (OFO) Fund, of Bermuda; Orbis Institutional Global Equity Fund, of Bermuda; Orbis Institutional Global Equity L.P., of Delaware; Orbis Institutional U.S. Equity L.P., of Delaware; Orbis OEIC Global Balanced Fund, of England and Wales; Orbis OEIC Global Equity Fund, of England and Wales; Orbis Optimal Global Fund LP, of Delaware; Orbis Optimal SA Fund Limited, of Bermuda; Orbis SICAV Global Balanced Fund, of Luxembourg; Orbis SICAV Global Equity Fund, of Luxembourg, and Allan Gray Australia Balanced Fund, of Australia v. Geisha J. Williams, Nickolas Stavropoulos, Julie M. Kane, Patrick M. Hogan, Barbara L. Rambo, David S. Thomason, Lewis Chew, Fred J. Fowler, Richard C. Kelly, Roger H. Kimmel, Richard A. Meserve, Forrest E. Miller, Rosendo G. Parra, Anne Shen Smith, and Eric D. Mullins, described as officers and directors of PG&E Corporation, at the U.S. District Court for the Northern District of California.

    CRCM Institutional Master Fund (BVI) Ltd. et al v. Getty Images Holdings Inc.: First Amended Complaint

    First Amended Complaint "to remedy numerous breaches concerning public warrants issued by Getty Images and misrepresentations made about those warrants" in CRCM Institutional Master Fund (BVI) Ltd., of the British Virgin Islands, and CRCM SPAC Opportunity Fund LP, of the Cayman Islands v. Getty Images Holdings Inc. at the U.S. District Court for the Southern District of New York.

    AAG Energy Holdings Ltd.: ‘Scheme of Arrangement’ Petition

    Petition for the Court's Sanction of a Scheme of Arrangement in the matter of AAG Energy Holdings Ltd, a Cayman Islands company based in Hong Kong that belongs to a group whose "principal activities ... are coal-bed methane exploration and development in the People's Republic of China", at the Grand Court of the Cayman Islands.

    Rhombus Investments LP et al: Chapter 11 Petition

    Chapter 11 Petition by Loyalty Ventures Inc., of Texas; LVI Lux Holdings Sàrl, of Luxembourg; LVI Sky Oak LLC, of Texas, and Rhombus Investments LP, of Bermuda, at the U.S. Bankruptcy Court for the Southern District of Texas.

    Shiva Stein v. Argo Group International Holdings Ltd. et al: Complaint (‘Brookfield Reinsurance’s Proposed Acquisition of Argo Group’)

    Complaint "to enjoin Defendants from taking any steps to consummate ... the proposed acquisition of Argo Group by affiliates of Brookfield Reinsurance Ltd." in Shiva Stein v. Argo Group International Holdings Ltd., of Bermuda; Thomas A. Bradley, Bernard C. Bailey, Dymphna A. Lehane, Samuel Liss, Carol A. McFate, and Al-Noor Ramji at the U.S. District Court for the Southern District of New York.

    City of Omaha Police and Firefighters Retirement System v. Cognyte Software Ltd. et al: Class Action Complaint (‘Securities Fraud’)

    Complaint alleging securities fraud in City of Omaha Police and Firefighters Retirement System v. Cognyte Software Ltd., described as an Israel-based company that "describes itself as a global leader in investigative analytics software that empowers governments and enterprises with Actionable Intelligence for a safer world"; Elad Sharon, and David Abadi at the U.S. District Court for the Southern District of New York.

    Genius Group Ltd. v. Alto Opportunity Master Fund SPC et al: Complaint

    Complaint that "arises from a toxic convertible note, scheme, and course of business that led to defendants gaining access to more than 50 million newly-issued shares of plaintiff's common stock at a steep discount from the prevailing market price" in Genius Group Limited, of Singapore v. Alto Opportunity Master Fund SPC - Segregated Master Portfolio B, of the Cayman Islands; Ayrton Capital LLC, and Waqas Khatri at the U.S. District Court for the Southern District of New York.

    Alger Capital Appreciation Fund et al v. BioMarin Pharmaceutical Inc. et al: Complaint (‘Investment Fraud’)

    Complaint "to recover significant investment losses suffered as a result of numerous false and misleading statements and omissions made by Defendants" in Alger Capital Appreciation Fund, Alger Mid Cap Growth Fund, Alger Health Sciences Fund, Alger Spectra Fund, Alger Dynamic Opportunities Fund, Alger Capital Appreciation Institutional Fund, Alger Focus Equity Fund, Alger Mid Cap Growth Institutional Fund, Alger Capital Appreciation Portfolio, Alger Midcap Growth Portfolio, Alger Collective Trust Spectra Series, Alger SICAV - Alger Dynamic Opportunities Fund, of Luxembourg; Alger SICAV - Alger American Asset Growth Fund, of Luxembourg; Alger SICAV - Alger Focus Equity Fund, of Luxembourg; Alger Capital Appreciation Series CIT, and Alger Capital, LLC v. BioMarin Pharmaceutical Inc., Jean-Jacques Bienaime, and Henry J. Fuchs at the U.S. District Court for the Northern District of California.