CFTC v. Credit Suisse International et al: $1.5M Fine

Administrative Order by the Commodity Futures Trading Commission imposing a fine of $1.5 million on Credit Suisse International, of London, England; Credit Suisse Securities Europe Limited, of London, England, and Credit Suisse Capital LLC, of New York, NY, for regulatory breaches, specifically submitting “inaccurate daily valuation data for the majority of their equity swap transactions”.

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    Commodity Futures Trading Commission
    June 25, 2021
    Credit Suisse International, Credit Suisse Securities Europe Limited, Credit Suisse Capital LLC