Administrative Order by the Commodity Futures Trading Commission imposing a fine of $1.5 million on Credit Suisse International, of London, England; Credit Suisse Securities Europe Limited, of London, England, and Credit Suisse Capital LLC, of New York, NY, for regulatory breaches, specifically submitting “inaccurate daily valuation data for the majority of their equity swap transactions”.
June 25, 2021
Credit Suisse International, Credit Suisse Securities Europe Limited, Credit Suisse Capital LLC
Topics
England Investment Regulatory USA United KingdomKeywords
Commodity Futures Trading Commission Credit Suisse