Agenda & Program

Financial Intelligence & Investigations

US Law Enforcement Assault on Market-Rigging and Capital Market Activities: An Analysis

2:45 PM - 3:45 PM, May 02, 2016

Who, why and how are US enforcement agencies the Securities and Exchange Commission and the Department of Justice targeting in offshore market activity? What investigative techniques are they using? How expansive are the civil and criminal enforcement initiatives against gatekeepers? What are the market-rigging and capital market activities under scrutiny? What steps can offshore market participants take to protect themselves?

Engage in a candid dialogue with two attorneys, one a former SEC Enforcement lawyer and former US federal prosecutor, the other a former Assistant U. S. Attorney, about the who, what, where and how of the wide net that the US government is casting to pursue market rigging and other capital markets fraud.

Speakers

Jacob Frenkel

Jacob S. Frenkel

Partner, Shulman Rogers (Washington, D.C.)

John Couriel

John Couriel

Partner, Kobre & Kim (Miami)

Target Audience

  • Clients
  • Investigators
  • Providers

Theme

  • Fraud Detection
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The 14th Annual OffshoreAlert Conference

May 1-3, 2016, The Ritz-Carlton, South Beach
Miami Beach, Florida U.S.A.