Credit Suisse Group AG: $99M Penalties

Administrative Order by the U. S. Securities and Exchange Commission imposing penalties totaling $99 million on Credit Suisse Group AG, of Switzerland, regarding “an offering fraud and violations of the internal accounting controls and books and records provisions of the Foreign Corrupt Practices Act … in connection with three interconnected transactions involving, among others, United Kingdom-based Credit Suisse entities and Mozambican state-owned entities”.

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    October 19, 2021
    VTB Capital Plc
    Securities and Exchange Commission