Dolfin Financial UK Ltd.: Restrictions

Public Notice by the United Kingdom’s Financial Conduct Authority that it has “imposed a number of restrictions on Dolfin Financial (UK) Ltd. stopping it from carrying on any regulated activities due to concerns about the way it conducts its business”. Editor’s Note: Research by OffshoreAlert at Companies House for England and Wales showed that Dolfin Financial (UK) Ltd. was incorporated on November 5th, 2010, its directors are Rodney Pennington Baker-Bates, who is chairman of British insurance broker Willis Ltd.; Stephen Michael Kingsley, a former partner of PR firm FTI Consulting, and Amir Mohammed Nabi, who are all citizens of the United Kingdom, its former directors include Sanjay Maraj, a citizen of the United Kingdom, who resigned effective September 30th, 2020, and Denis Andras Nagy, a citizen of Hungary, who resigned effective April 30th, 2020, and its “person with significant control” is Denis Nagy.

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    March 12, 2021