Joined: 5/12/2014
Posts: 1
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Does anybody know of other law firms who have assisted investors against venulum?
http://harrismoure.com/international-and-domestic-fraud-litigation/
Harris Moure Law firm
600 Stewart Street, Suite 1200
Seattle, WA 98101
View Map
Tel: (206) 224-5657
Fax: (206) 224-5659
firm@harrismoure.com
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Joined: 7/10/2016
Posts: 1
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In the Matter of MARK
CHRISTOPHER TROTTER, Respondent. Core Terms successor, license,
entity
Opinion By: [*1]
Patricia D. Struck, Administrator, Division of Securities
Opinion
ORDER OF PROHIBITION
(SUMMARY)
Based upon the
attached Petition for Order I have reason to believe that a security has been
offered or sold in Wisconsin by an unlicensed person in violation of Ch. 551,
Wis. Stats., and that any further offer or sale of unregistered securities by
or on behalf of the Respondent would be fraudulent to purchasers and I find
that this action is necessary and appropriate in the public interest and for
the protection of investors;
Therefore, pursuant to
sees. 551.60(2)(a) and (b) and 551.63, Wis. Stats., IT IS ORDERED THAT:
a. Mark Christopher
Trotter, his agents, servants, employees, and every entity and person directly
or indirectly controlled or organized by or on his behalf, are prohibited from
making or causing to be made to any person or entity in Wisconsin any further
offers or sales of securities unless and until such securities are registered
under Ch. 551, Wis. Stats., or successor
statute, or properly
exempted there from.
b. Mark Christopher Trotter is prohibited from transacting business as a
securities agent in Wisconsin unless licensed under
Ch. 551, Wis.Stats.,
or successor [*2] statute, or excepted from the licensing requirement. EXECUTED
at Madison, Wisconsin, this 2d day of February, 1998.
NOTICE:
Under sec. 551.61(2),
Wis. Stats., within thirty (30) days after any Order has become effective
without a bearing, any interested party may file a written request with the
Administrator of the Division of Securities for a hearing in respect to any
matters determined by the Order. A request for hearing shall be in the
form of a petition for hearing and shall, under section SEC 8.01, Wis. Adm.
Code, plainly admit or deny each specific allegation, finding, or conclusion in
the Order and incorporated papers (unless the petitioner lacks sufficient
knowledge or information to permit an admission or denial, in which case the
petition shall so state, an<;! such statement shall have the effect of a
denial), and shall state all affirmative defenses.
You are advised that
any wilful violation of an Order issued by the Administrator of the Division of
Securities of the State of Wisconsin Department of Financial Institutions under
Ch. 551, Wis. Stats., is a criminal offense punishable under the provisions of
sec. 551.58 [*3] , Wis. Stats.
http://web.archive.org/web/20001019015048/http://www.investdrinks.org/
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