The Guernsey Financial Services Commission has fined and disqualified Mark Penney and Marc Roxby over self-dealing and misleading clients while operating failed financial services firm Criteria Wealth Management Ltd.
Guernsey regulator bans wealth managers Mark Penney and Marc Roxby
4 years ago
Topics
Channel Islands Corporate Services Fraud Guernsey InvestmentKeywords
Criteria Wealth Management Limited Fairfield Wealth Limited Marc Roxby Mark Penney