Commodity Futures Trading Commission (CFTC) Documents Fraud Investment Money Laundering Regulatory USAAugust 10, 2020

    Interactive Brokers LLC: $12.2M Penalties

    Administrative Order imposing penalties totaling $12.2 million on Interactive Brokers LLC, of Greenwich, Connecticut, for regulatory breaches involving client accounts that were used for fraud, before the Commodity Futures Trading Commission.


    • 19
    August 10, 2020
    Interactive Brokers LLC
    Xx Xx Xx
    Investment, Regulatory
    Fraud, Money Laundering

    Topics

    Fraud Investment Money Laundering Regulatory USA

    Keywords

    Argenta Group LLC Galileo Trading, LLC Haena Park Hyun Joo Grace Hong Interactive Brokers LLC
    Nathan Schleifer Phaetra Capital GP LLC Phaetra Capital Management LP Sung Lawrence Hong
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