J.P. Morgan Securities LLC: $35M Penalty

    Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $25 million and disgorgement of $10 million on J.P. Morgan Securities LLC for regulatory breaches.


  • 5
    September 29, 2020
    J.P. Morgan Securities LLC
    U. S. Securities and Exchange Commission
    Xx Xx Xx
    Fraud