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Marex Spectron International, Ltd.: $120K Fine

Commodity Futures Trading Commission (CFTC) Documents Investment Regulatory United Kingdom USASeptember 23, 2020

Marex Spectron International, Ltd.: $120K Fine

Administrative Order imposing a fine of $120,000 on Marex Spectron International, Ltd., of England, described as “a registered introducing broker”.

Pages: 7

Date: September 23, 2020

Defendant(s)/Respondent(s): Marex Spectron International, Ltd.

Case Number: Xx Xx Xx

Topic: Investment, Regulatory

Plaintiff(s)/Applicant(s): Commodity Futures Trading Commission

Topics

Investment Regulatory USA United Kingdom

Keywords

Commodity Futures Trading Commission Marex Spectron International, Ltd.