Cayman Islands Corporate Services Documents Fraud Investment Misappropriation Regulatory Securities and Exchange Commission (SEC) USASeptember 18, 2020

    Northern Trust Global Fund Services Cayman Ltd. et al: $167K Penalties

    Administrative Order imposing financial penalties totaling $167,629 on Northern Trust Hedge Fund Services LLC and Northern Trust Global Fund Services Cayman Limited, of the Cayman Islands, “as the fund administrators for the LR Global Frontier Master Fund, Ltd. and two feeder funds, the LR Global Frontier Fund, Ltd. (offshore) and the LR Global Frontier Fund LP (onshore)”, for regulatory breaches regarding an alleged fraud by Donald S. LaGuardia, Jr.


    • 9
    September 18, 2020
    Northern Trust Hedge Fund Services LLC, Northern Trust Global Fund Services Cayman Limited, Frontier Funds
    U. S. Securities and Exchange Commission
    Xx Xx Xx
    Corporate Services, Investment, Regulatory
    Fraud, Misappropriation

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    Topics

    Cayman Islands Corporate Services Fraud Investment Misappropriation
    Regulatory USA
    [ 2 more... ] [ top 5 ]

    Keywords

    Donald S. LaGuardia, Jr. Frontier Funds LR Global Frontier Fund LP LR Global Frontier Fund, Ltd. LR Global Frontier Master Fund, Ltd.
    Northern Trust Corporation Northern Trust Global Fund Services Cayman Limited Northern Trust Hedge Fund Services LLC U. S. Securities and Exchange Commission
    [ 4 more... ] [ top 5 ]

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