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    Articles Bahamas Featured Fraud Investment Listed Securities Money Laundering Tax Unlicensed/Unregistered USAJanuary 27, 2015

    NY firm fined $20 m for helping Bahamas broker operate ‘illegally’ in US

    mm
    By
    9 years ago

    Topics

    Bahamas Fraud Investment Listed Securities Money Laundering
    Tax USA Unlicensed/Unregistered
    [ 3 more... ] [ top 5 ]

    Keywords

    Gibraltar Global Securities Oppenheimer & Co.

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    New York-based broker-dealer Oppenheimer & Co. has agreed to be fined $20 million by federal regulators for violating securities and anti-money laundering laws while servicing Bahamas-based broker-dealer Gibraltar Global Securities, Inc. and another client.

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