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OTC Europe LLP: $120K Fine

Commodity Futures Trading Commission (CFTC) Documents Investment Regulatory United Kingdom USASeptember 23, 2020

OTC Europe LLP: $120K Fine

Order vt the Commodity Futures Trading Commission imposing a fine of $120,000 on OTC Europe LLP, of England, for regulatory breaches.

Pages: 7

Date: September 23, 2020

Defendant(s)/Respondent(s): OTC Europe LLP

Case Number: Xx Xx Xx

Topic: Investment, Regulatory

Plaintiff(s)/Applicant(s): Commodity Futures Trading Commission

Topics

Investment Regulatory USA United Kingdom

Keywords

Commodity Futures Trading Commission OTC Europe LLP