Cayman Islands Documents Investment Regulatory Securities and Exchange Commission (SEC) USASeptember 6, 2022

Perceptive Advisors LLC: $1.5M Fine

Administrative Order by the U.S. Securities and Exchange Commission imposing a fine of $1.5 million on Perceptive Advisors LLC for regulatory breaches involving entities in the Cayman Islands and United States.

Pages: 9

Topic: Investment, Regulatory

Plaintiff(s)/Applicant(s): Securities and Exchange Commission

Date: September 06, 2022

Defendant(s)/Respondent(s): Perceptive Advisors LLC

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ARYA Sciences Acquisition Corp Perceptive Advisors Perceptive Life Sciences Master Fund

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Perceptive Advisors LLC: $1.5M Fine

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