Peter DeCaprio: $75K Fine

    Administrative Order by the U. S. Securities and Exchange Commission imposing sanctions, including a fine of $75,000, on Peter J. Decaprio, of Boston, Massachusetts, for regulatory breaches involving, inter alia, an “unregistered fund” in the British Virgin Islands.


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    May 10, 2021
    Peter J. DeCaprio
    Xx Xx Xx
    U. S. Securities and Exchange Commission