Crypto Documents Investment Regulatory Securities and Exchange Commission (SEC) Unlicensed/Unregistered USAAugust 9, 2021

    Poloniex LLC: $10.3M Penalties

    Administrative Order by the U. S. Securities and Exchange Commission imposing penalties totaling $10.3 million on Poloniex, LLC, of Delaware, for operating “a digital asset trading platform” without registering “as a national securities exchange”.


    • 9
    August 09, 2021
    Poloniex, LLC
    U. S. Securities and Exchange Commission
    Xx Xx Xx
    Crypto, Investment, Regulatory
    Unlicensed/Unregistered

    Topics

    Crypto Investment Regulatory USA Unlicensed/Unregistered

    Keywords

    LLC Poloniex U. S. Securities and Exchange Commission