New York-based investment adviser Perceptive Advisors has agreed to pay $1.5 million to settle allegations of impropriety involving a mutual fund – Perceptive Life Sciences Master Fund Ltd. – and three Special Purpose Acquisition Companies in the Cayman Islands.
SEC fines Perceptive Advisors $1.5M for ‘material misstatements’ involving Cayman mutual fund
2 years ago
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Cayman Islands Investment USAKeywords
Adam Stone ARYA Sciences Acquisition Corp Ernest Morrison James Nicholas Joseph Edelman