Complaint alleging the defendant “served as an unregistered broker” for 1 Global Capital, LLC, described as “a South Florida merchant cash advance company” that “fraudulently raised at least $320 million from the sale of unregistered securities to more than 3,600 investors nationwide”, in U. S. Securities and Exchange Commission v. Andrew L. White, of Loveland, Colorado, at the U. S. District Court for the Southern District of Florida.
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March 17, 2021
Andrew L. White
U. S. Securities and Exchange Commission
Topics
Fraud Investment Regulatory USA Unlicensed/UnregisteredKeywords
Andrew L. White Carl Ruderman Global Capital U. S. Securities and Exchange Commission