SEC v. Bruce Hauptman et al: Penalties

    Findings and Sanctions in Administrative Proceedings in U. S. Securities and Exchange Commission v. Bruce A. Hauptman and Grand Teton Capital Management, LLC, both of Wyoming.


  • 9
    June 29, 2018
    Bruce A. Hauptman, Grand Teton Capital Management, LLC
    U. S. Securities and Exchange Commission
    Xx Xx Xx
    Misappropriation