Complaint alleging the defendant “served as an unregistered broker” for 1 Global Capital LLC, described as “a South Florida merchant cash advance company” that was operated fraudulently, in U. S. Securities and Exchange Commission v. David P. Ortiz at the U. S. District Court for the Southern District of Florida.
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March 17, 2021
David P. Ortiz
U. S. Securities and Exchange Commission
Topics
Fraud Investment Regulatory USA Unlicensed/UnregisteredKeywords
Carl Ruderman David P. Ortiz Global Capital U. S. Securities and Exchange Commission