SEC v. Wilson Rondini III et al: Complaint (‘Unregistered Broker-Dealer’)

    Complaint alleging the defendants operated as a broker-dealer without being registered in U.S. Securities and Exchange Commission v. Wilson J. Rondini III, of Florida, USA; Falcon Capital LLP, of the United Kingdom, and Falcon Capital Partners Limited, of Hong Kong, at the U.S. District Court for the Southern District of Florida.

  • 22
    September 18, 2023
    Wilson J. Rondini III, Falcon Capital LLP, Falcon Capital Partners Limited
    Securities and Exchange Commission
    Xx Xx Xx
    Richard Harper II