Documents Investment Regulatory Securities and Exchange Commission (SEC) Swiss Financial Market Supervisory Authority (FINMA) Switzerland USAMay 17, 2021

S&P Dow Jones Indices LLC: $9M Fine

Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $9 million on S&P Dow Jones Indices LLC for regulatory breaches involving Credit Suisse AG, of Switzerland.


    • 10
    Investment, Regulatory
    May 17, 2021

    Topics

    Investment Regulatory Switzerland USA

    Keywords

    Credit Suisse S&P Dow Jones Indices