Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $35,000 on Steven Rosen, a resident of Kew Gardens, New York, for alleged fraud involving TCA Fund Management Group Corp., of Florida; TCA Global Credit Fund GP Ltd., TCA Global Credit Fund LP, TCA Global Credit Fund Ltd., and TCA Global Credit Master Fund LP, all of the Cayman Islands.
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September 24, 2020
Steven Rosen
U. S. Securities and Exchange Commission
Topics
Cayman Islands Fraud Investment Regulatory USAKeywords
Steven Rosen TCA Fund Management Group TCA Global Credit Fund U. S. Securities and Exchange Commission