Steven Rosen: $35K Fine

    Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $35,000 on Steven Rosen, a resident of Kew Gardens, New York, for alleged fraud involving TCA Fund Management Group Corp., of Florida; TCA Global Credit Fund GP Ltd., TCA Global Credit Fund LP, TCA Global Credit Fund Ltd., and TCA Global Credit Master Fund LP, all of the Cayman Islands.


  • 10
    September 24, 2020
    Steven Rosen
    U. S. Securities and Exchange Commission
    Xx Xx Xx
    Fraud