Andrew McAlpine

Criminal Judgment for conspiracy to commit securities fraud in USA v. Andrew McAlpine at the U.S. District Court for the Southern District of California.

USA's Sentencing Memorandum recommending a sentence of six months' home confinement and three years of supervised release after pleading guilty to "conspiracy to commit securities fraud and manipulative trading" in USA v. Andrew McAlpine, a citizen of Canada residing in the Cayman Islands, at the U.S. District Court for the Southern District of California.

Five months after one of its clients, Canadian Andrew McAlpine, pleaded guilty to securities fraud in the United States, securities broker Seven Mile Securities has been fined CI$250,000 by the Cayman Islands Monetary Authority. It is not publicly-known whether the two events are connected.

Defendant's Unopposed Motion to Modify Conditions of Release in USA v. Andrew McAlpine, a citizen of Canada residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.

Canadian penny stock broker Andrew McAlpine has pleaded guilty to conspiracy to commit securities fraud at federal court in California and received permission to return to his home in the Cayman Islands pending sentencing. Prosecutors have recommended that he serve between six and 12 months in prison and he also faces restitution of "at least $270,689".

Plea Agreement in USA v. Andrew McAlpine at the U. S. District Court for the Southern District of California.

Cayman Islands-based Canadian penny stock broker Andrew McAlpine appears set to plead guilty to securities fraud in California, with a 'Change of Plea Hearing' scheduled for April 22 "at the request of defense counsel".

Andrew McAlpine's Unopposed Motion To Modify Conditions of Release & Order Granting The Motion in USA v. Andrew McAlpine, a citizen of Canada who resided in the Cayman Islands, at the U. S. District Court for the Southern District of California.

Pre-Trial Release Order in USA v. Andrew McAlpine, a resident of the Cayman Islands, at the U. S. District Court for the Southern District of California.

Cayman Islands-based Canadian Andrew McAlpine flew this morning from Florida, where he was arrested on September 18th, to California, where he was criminally indicted nearly nine months ago for alleged securities fraud.

Clerk's Minutes of Bond Hearing in USA v. Andrew McAlpine, a citizen of Canada residing in the Cayman Islands, at the U. S. District Court for the Middle District of Florida.

Penny stock broker Andrew McAlpine, a Canadian living in the Cayman Islands, is in custody in the U.S. after being criminally indicted for securities fraud. He's also one of 16 individual and corporate defendants accused of a $6M fraud "involving at least 20 penny stock companies" in a related SEC civil complaint.

SEC's Ex Parte Application for Temporary Restraining Order Freezing Assets and Granting Other Relief against Ongkaruck Sripetch, Brehnen Knight, Amanda Flores, and Ashmit Patel in U. S. Securities and Exchange Commission v. Ongkaruck Sripetch, of Las Vegas, NV; Amanda Flores, of Las Vegas, NV; Brehnen Knight, of Escondido, CA; Andrew McAlpine, a citizen of Canada residing in the Cayman Islands; Ashmit Patel, a citizen of Canada residing in Ontario; Michael Wexler, a citizen of Canada residing in Ottawa; Dominic Williams, of Bonita, CA; Adtron Inc., a.k.a. Stockpalooza.com, of Nevada; ATG Inc., of Nevada; DOIT Ltd., domicile not specified; Doji Capital, Inc., of California; King Mutual Solutions Inc., of Nevada; Optimus Prime Financial Inc., of California; Orca Bridge, of Nevada; Redline International, of Nevis and California, and UAIM Corporation, of Belize, at the U. S. District Court for the Southern District of California.

Complaint alleging the defendants "worked in concert to engage in numerous fraudulent schemes and other violations of the federal securities laws, involving at least 20 penny stock companies" in U. S. Securities and Exchange Commission v. Ongkaruck Sripetch, of Las Vegas, NV; Amanda Flores, of Las Vegas, NV; Brehnen Knight, of Escondido, CA; Andrew McAlpine, a citizen of Canada residing in the Cayman Islands; Ashmit Patel, a citizen of Canada residing in Ontario; Michael Wexler, a citizen of Canada residing in Ottawa; Dominic Williams, of Bonita, CA; Adtron Inc., a.k.a. Stockpalooza.com, of Nevada; ATG Inc., of Nevada; DOIT Ltd., domicile not specified; Doji Capital, Inc., of California; King Mutual Solutions Inc., of Nevada; Optimus Prime Financial Inc., of California; Orca Bridge, of Nevada; Redline International, of Nevis and California, and UAIM Corporation, of Belize, at the U. S. District Court for the Southern District of California.

Criminal Indictment alleging securities fraud in USA v. Ongkaruck Sripetch, a.k.a. King Richards, a.k.a. Shelby Saint-Claire, a resident of Las Vegas, NV; Michael Wexler, a resident of Ottawa, Canada; Ashmit Patel, a resident of Oakville, Canada, and Andrew McAlpine, a citizen of Canada residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.

Proposed Settlement in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd. and Caledonian Securities Ltd. at the U. S. District Court for the Southern District of New York.

Bermuda-based investment firm Lines Overseas Management and a former employee at its office in the Cayman Islands paid $50,000 in 1997 to settle a lawsuit brought by a disgruntled client, we can disclose.LOM and Andrew C. McAlpine were accused of fraud and mismanagement by Plaintiffs Vokoban Corporation and VAM International, which opened a $500,000 brokerage account with LOM in 1996.