Brite Advisors

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    SEC v. Brite Advisors USA, Inc.: Complaint (‘Fraud’)

    Complaint alleging the defendant "has failed and continues to fail to comply with the Commission’s "Custody Rule", which, to ensure the safety of client assets, requires an annual report from an independent public accountant of Brite Australia’s internal controls" in U.S. Securities and Exchange Commission v. Brite Advisors USA, Inc. at the U.S. District Court for the Southern District of New York.

    Brite Advisors Pty Ltd.: Freezing Order

    News Release by the Australian Securities & Investments Commission and a copy of the Consent Order regarding an asset freeze order against Brite Advisors Pty Ltd., which is owned by a British Virgin Islands company whose directors are United Kingdom citizens David McKenna and Mark Donnelly.

    Brite Advisors South Africa (Pty) Ltd.: R10M Fine

    Administrative Penalty Order by South Africa's Financial Sector Conduct Authority imposing a fine of R10 million on Brite Advisors South Africa (Pty) Ltd., formerly deVere Investments South Africa (Pty) Limited and deVere SA Acuma (Pty) Ltd., for regulatory breaches.

    Former deVere USA officers settle SEC fraud complaint

    British nationals Benjamin Alderson and Bradley Hamilton have agreed to pay penalties totaling $750,000 to settle a fraud complaint by the SEC regarding their employment with investment firm deVere USA.

    SEC v. Benjamin Alderson et al: Discovery Disputes

    Joint Letter regarding discovery disputes in U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.

    Benjamin Alderson v. deVere USA Inc.: Letter Motion

    Motion to Compel deVere USA, Inc. to Pay JAMS arbitration fees in order to release an arbitration award in Benjamin Alderson v. deVere USA Inc. at the U. S. District Court for the Southern District of New York.