Complaint alleging the defendant "has failed and continues to fail to comply with the Commission’s "Custody Rule", which, to ensure the safety of client assets, requires an annual report from an independent public accountant of Brite Australia’s internal controls" in U.S. Securities and Exchange Commission v. Brite Advisors USA, Inc. at the U.S. District Court for the Southern District of New York.
News Release by the Australian Securities & Investments Commission and a copy of the Consent Order regarding an asset freeze order against Brite Advisors Pty Ltd., which is owned by a British Virgin Islands company whose directors are United Kingdom citizens David McKenna and Mark Donnelly.
Administrative Penalty Order by South Africa's Financial Sector Conduct Authority imposing a fine of R10 million on Brite Advisors South Africa (Pty) Ltd., formerly deVere Investments South Africa (Pty) Limited and deVere SA Acuma (Pty) Ltd., for regulatory breaches.
British nationals Benjamin Alderson and Bradley Hamilton have agreed to pay penalties totaling $750,000 to settle a fraud complaint by the SEC regarding their employment with investment firm deVere USA.
Petition to Confirm Interim Arbitration Awards in Bradley Hamilton, of the United Kingdom v. Brite Advisors USA, Inc., formerly known as deVere USA, Inc., at the U. S. District Court for the Southern District of New York.
Joint Letter regarding discovery disputes in U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
Status Report in U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
Opposition by Bradley Hamilton to Motion by Brite Advisors USA Inc., formerly deVere USA Inc., to Maintain Privilege Over Tax Opinions in U. S. Securities and Exchange Commission v. Bradley Hamilton and Benjamin Alderson at the U. S. District Court for the Southern District of New York.
Opposition of Third-Party Brite Advisors USA Inc., formerly deVereUSA Inc., to SEC's Motion to Compel MarketCounsel LLC to Comply with Subpoena in U. S, Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
Motion to Compel deVere USA, Inc. to Pay JAMS arbitration fees in order to release an arbitration award in Benjamin Alderson v. deVere USA Inc. at the U. S. District Court for the Southern District of New York.