Charles Schwab & Co., Inc.

Complaint in Jean L. Stanley and Loretta Clune v. Interinvest Corporation, Inc., Dr. Hans P. Black, Stanley T. Schmidt, and Alexander R. Black, as Defendants; Highbank Properties, Inc., as 'Reach and Apply Defendant'; and Bank of America, N.A., Citizens Bank, N.A., State Street Bank and Trust Company, FMR LLC, Citibank, N.A., Santander Bank, N.A., Wellesley Bank, South Shore Bank, Rickland Trust Company, TD Bank, N.A., TD Ameritrade, Inc., Century Bank and Trust Company, Eastern Bank, Charles Schwab & Co., Inc., Scottrade, Inc., and JPMorgan Chase, N.A., as Trustee Defendants, at the U. S. District Court for the District of Massachusetts.

Complaint in U. S. Securities and Exchange Commission v. Abatement Corp. Holding Company Limited, domiciled in the Turks and Caicos Islands, as defendant, and Brenda M. Davis, International Balanced Fund, as relief defendants, at the U. S. District Court for the Southern District of Florida.